We are live on ! Find out more
FNK icon

First Trust Mid Cap Value AlphaDEX Fund

24 hedge funds and large institutions have $32M invested in First Trust Mid Cap Value AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

0% more capital invested

Capital invested by funds: $31.9M → $32M (+$55K)

0.81% less ownership

Funds ownership: 58.76%57.95% (-0.81%)

20% less funds holding

Funds holding: 3024 (-6)

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
24
Holders Change
-6
Holders Change %
-20%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
12
Reduced
6
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.26M -$723K -20,925 -9%
Wells Fargo
2
Wells Fargo
California
$6.01M +$560K +16,221 +10%
LPL Financial
3
LPL Financial
California
$2.95M -$42.6K -1,234 -1%
BFEC
4
Benjamin F. Edwards & Company
Missouri
$2.91M -$4.7K -136 -0.2%
GIA
5
Gladstone Institutional Advisory
Florida
$2.39M +$1.8M +52,091 +304%
Bank of America
6
Bank of America
North Carolina
$2.34M -$84.5K -2,448 -3%
RJA
7
Raymond James & Associates
Florida
$2.05M +$170K +4,929 +9%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$950K +$365K +10,575 +63%
Jane Street
9
Jane Street
New York
$945K +$246K +7,115 +35%
Stifel Financial
10
Stifel Financial
Missouri
$942K +$157K +4,536 +20%
UBS Group
11
UBS Group
Switzerland
$847K +$60K +1,738 +8%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$822K -$113K -3,277 -12%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$387K +$125K +3,624 +48%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$358K +$32K +927 +10%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$338K +$339K +9,804 New
DADC
16
D.A. Davidson & Co
Montana
$259K +$7.46K +216 +3%
AG
17
Advisor Group
Arizona
$149K
WC
18
Whitnell & Co
Illinois
$23K +$3.11K +90 +16%
WEC
19
Winslow Evans & Crocker
Massachusetts
$16K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$12K -$1.62K -47 -12%
Citigroup
21
Citigroup
New York
$8K
FHA
22
First Horizon Advisors
Tennessee
$8K +$35 +1 +0.4%
SPIA
23
Steward Partners Investment Advisory
New York
$5K +$5.7K +165 New
KWM
24
Kingsview Wealth Management
Oregon
-$922K -26,686 Closed
RJFSA
25
Raymond James Financial Services Advisors
Florida
-$434K -12,547 Closed

FNK Hedge Fund Activity: Q2 2019 in Review

24 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q2 2019, worth a combined $32M — up 0.17% from $31.9M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FNK and 2 opened new positions — a net loss of 6 holders — while 6 trimmed existing stakes and 12 added.

The largest buyer was Gladstone Institutional Advisory, adding an estimated $1.8M. The largest seller was Kingsview Wealth Management, exiting entirely with an estimated $922K sold.

  • 24 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q2 2019, down from 30 in Q1 2019.
  • Funds reported $32M of First Trust Mid Cap Value AlphaDEX Fund stock for Q2 2019, up 0.17% quarter-over-quarter.
  • 2 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q2 2019 and 8 closed out, a net change of -6 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q2 2019 was Gladstone Institutional Advisory, an estimated $1.8M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q2 2019 was Kingsview Wealth Management, an estimated $922K sold.

Based on aggregated 13F filings for Q2 2019.