We are live on ! Find out more
FNK icon

First Trust Mid Cap Value AlphaDEX Fund

23 hedge funds and large institutions have $51.1M invested in First Trust Mid Cap Value AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

2.52% more ownership

Funds ownership: 55.27%57.79% (+2.5%)

5% less capital invested

Capital invested by funds: $54.1M → $51.1M (-$2.95M)

15% less funds holding

Funds holding: 2723 (-4)

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
23
Holders Change
-4
Holders Change %
-14.81%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
5
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$12.9M +$1.35M +43,335 New
Morgan Stanley
2
Morgan Stanley
New York
$10.6M -$1.15M -36,843 -9%
Goldman Sachs
3
Goldman Sachs
New York
$10.2M +$10.7M +343,167 New
Wells Fargo
4
Wells Fargo
California
$7.25M -$910K -29,204 -11%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.02M -$705K -22,625 -25%
Jane Street
6
Jane Street
New York
$1.98M +$293K +9,396 +16%
SI
7
Stephens Inc
Arkansas
$1.05M +$517K +16,581 +88%
LPL Financial
8
LPL Financial
California
$943K +$284K +9,118 +39%
CS
9
Credit Suisse
Switzerland
$940K +$984K +31,589 New
PAG
10
Private Advisor Group
New Jersey
$588K +$205K +6,594 +50%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$570K +$206K +6,605 +53%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$523K +$46.7K +1,498 +9%
U
13
UBS
Switzerland
$319K +$254K +8,136 +315%
M&T Bank
14
M&T Bank
New York
$286K +$299K +9,605 New
KIA
15
KCM Investment Advisors
California
$273K
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$224K +$235K +7,535 New
Bank of America
17
Bank of America
North Carolina
$163K -$82.5K -2,647 -33%
Ameriprise
18
Ameriprise
Minnesota
$138K -$65.9K -2,116 -31%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$79K +$65.7K +2,109 +396%
AIG
20
American International Group
New York
$44K
MFS
21
MSI Financial Services
Massachusetts
$10K
NFG
22
Next Financial Group
Texas
$5K +$2.71K +87 +100%
JFA
23
JNBA Financial Advisors
Minnesota
$4K
HA
24
Hays Advisory
Tennessee
-$22.1M -690,026 Closed
VAM
25
Visionary Asset Management
Texas
-$630K -19,637 Closed

FNK Hedge Fund Activity: Q3 2014 in Review

23 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q3 2014, worth a combined $51.1M — down 5.5% from $54.1M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FNK and 5 opened new positions — a net loss of 4 holders — while 5 trimmed existing stakes and 9 added.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $10.7M. The largest seller was Hays Advisory, exiting entirely with an estimated $22.1M sold.

  • 23 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q3 2014, down from 27 in Q2 2014.
  • Funds reported $51.1M of First Trust Mid Cap Value AlphaDEX Fund stock for Q3 2014, down 5.5% quarter-over-quarter.
  • 5 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q3 2014 and 9 closed out, a net change of -4 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q3 2014 was Goldman Sachs, an estimated $10.7M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q3 2014 was Hays Advisory, an estimated $22.1M sold.

Based on aggregated 13F filings for Q3 2014.