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First Trust Mid Cap Value AlphaDEX Fund

25 hedge funds and large institutions have $18M invested in First Trust Mid Cap Value AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

12% more capital invested

Capital invested by funds: $16M → $18M (+$2M)

4% more funds holding

Funds holding: 2425 (+1)

3.3% more ownership

Funds ownership: 46.46%49.76% (+3.3%)

73% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 11

Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
3
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.38M -$703K -21,666 -19%
BFEC
2
Benjamin F. Edwards & Company
Missouri
$2M -$1.09M -33,491 -37%
LPL Financial
3
LPL Financial
California
$1.98M +$704K +21,695 +64%
Bank of America
4
Bank of America
North Carolina
$1.63M -$728K -22,444 -33%
KWM
5
Kingsview Wealth Management
Oregon
$1.3M +$667K +20,564 +130%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$1.12M +$152K +4,675 +18%
WP
7
WealthSource Partners
California
$1.09M +$987K +30,425 New
Wells Fargo
8
Wells Fargo
California
$1.07M -$409K -12,601 -30%
Stifel Financial
9
Stifel Financial
Missouri
$982K -$463K -14,278 -34%
UBS Group
10
UBS Group
Switzerland
$681K -$68.3K -2,105 -10%
Osaic Holdings
11
Osaic Holdings
Arizona
$667K -$874K -26,952 -59%
KP
12
Keel Point
Alabama
$551K -$35K -1,079 -7%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$408K -$35.4K -1,090 -9%
SWP
14
Stratos Wealth Partners
Ohio
$259K +$235K +7,260 New
DADC
15
D.A. Davidson & Co
Montana
$220K +$199K +6,150 New
Thrivent Financial for Lutherans
16
Thrivent Financial for Lutherans
Minnesota
$212K
TRCT
17
Tower Research Capital (TRC)
New York
$180K -$323K -9,967 -66%
FFA
18
Founders Financial Alliance
North Carolina
$101K
APA
19
American Portfolios Advisors
New York
$93.6K +$85K +2,620 New
SFPG
20
Stonebridge Financial Planning Group
Florida
$18K
CFGS
21
Concourse Financial Group Securities
Alabama
$17K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$9K
GEA
23
Glen Eagle Advisors
New Jersey
$7.15K
SPIA
24
Steward Partners Investment Advisory
New York
$6K
AWA
25
Arkadios Wealth Advisors
Georgia
$6K +$6.1K +188 New

FNK Hedge Fund Activity: Q4 2020 in Review

25 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q4 2020, worth a combined $18M — up 12% from $16M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FNK positions and 4 closed out — a net gain of 1 holder — while 3 added to existing stakes and 11 trimmed.

The largest buyer was WealthSource Partners, opening a new position worth an estimated $987K. The largest seller was Benjamin F. Edwards & Company, cutting an estimated $1.09M.

  • 25 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q4 2020, up from 24 in Q3 2020.
  • Funds reported $18M of First Trust Mid Cap Value AlphaDEX Fund stock for Q4 2020, up 12% quarter-over-quarter.
  • 5 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q4 2020 and 4 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q4 2020 was WealthSource Partners, an estimated $987K added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q4 2020 was Benjamin F. Edwards & Company, an estimated $1.09M sold.

Based on aggregated 13F filings for Q4 2020.