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First Trust Mid Cap Value AlphaDEX Fund

25 hedge funds and large institutions have $18.4M invested in First Trust Mid Cap Value AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

15% more capital invested

Capital invested by funds: $16M → $18.4M (+$2.41M)

4% more funds holding

Funds holding: 2425 (+1)

0.78% less ownership

Funds ownership: 54.24%53.46% (-0.78%)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.19M -$1.12M -44,385 -23%
Wells Fargo
2
Wells Fargo
California
$3.33M -$365K -14,387 -11%
Bank of America
3
Bank of America
North Carolina
$1.86M -$340K -13,395 -17%
LPL Financial
4
LPL Financial
California
$1.8M -$355K -14,019 -18%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$1.74M -$129K -5,083 -7%
UBS Group
6
UBS Group
Switzerland
$790K +$61.2K +2,416 +9%
Stifel Financial
7
Stifel Financial
Missouri
$749K +$26.3K +1,037 +4%
Citadel Advisors
8
Citadel Advisors
Florida
$720K +$305K +12,040 +86%
TRCT
9
Tower Research Capital (TRC)
New York
$558K -$630K -24,874 -55%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$538K +$104K +4,115 +27%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$403K -$146K -5,752 -28%
KP
12
Keel Point
Alabama
$398K -$1.27K -50 -0.3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$353K -$312K -12,301 -49%
Jane Street
14
Jane Street
New York
$288K +$265K +10,440 New
KWM
15
Kingsview Wealth Management
Oregon
$242K +$222K +8,767 New
Osaic Holdings
16
Osaic Holdings
Arizona
$237K +$16.6K +656 +8%
PAG
17
Private Advisor Group
New Jersey
$135K +$124K +4,902 New
ABC
18
Associated Banc-Corp
Wisconsin
$29K
SFPG
19
Stonebridge Financial Planning Group
Florida
$16K
CFGS
20
Concourse Financial Group Securities
Alabama
$13K
WEC
21
Winslow Evans & Crocker
Massachusetts
$8K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$7K
Citigroup
23
Citigroup
New York
$6K
GEA
24
Glen Eagle Advisors
New Jersey
$5.52K
SPIA
25
Steward Partners Investment Advisory
New York
$5K

FNK Hedge Fund Activity: Q2 2020 in Review

25 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q2 2020, worth a combined $18.4M — up 15% from $16M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FNK positions and 2 closed out — a net gain of 1 holder — while 5 added to existing stakes and 9 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $305K. The largest seller was Morgan Stanley, cutting an estimated $1.12M.

  • 25 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q2 2020, up from 24 in Q1 2020.
  • Funds reported $18.4M of First Trust Mid Cap Value AlphaDEX Fund stock for Q2 2020, up 15% quarter-over-quarter.
  • 3 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q2 2020 and 2 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q2 2020 was Citadel Advisors, an estimated $305K added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q2 2020 was Morgan Stanley, an estimated $1.12M sold.

Based on aggregated 13F filings for Q2 2020.