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First Trust Mid Cap Value AlphaDEX Fund

31 hedge funds and large institutions have $32.1M invested in First Trust Mid Cap Value AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

7% more capital invested

Capital invested by funds: $29.9M → $32.1M (+$2.19M)

7% more funds holding

Funds holding: 2931 (+2)

1.23% more ownership

Funds ownership: 65.95%67.19% (+1.2%)

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.04M +$190K +5,142 +2%
Wells Fargo
2
Wells Fargo
California
$5.53M -$201K -5,449 -3%
CWM
3
Cornerstone Wealth Management
Missouri
$4.91M +$1.79M +48,433 +40%
LPL Financial
4
LPL Financial
California
$3.03M +$28K +758 +0.9%
Bank of America
5
Bank of America
North Carolina
$2.66M -$342K -9,262 -11%
KWM
6
Kingsview Wealth Management
Oregon
$1M +$850 +23 +0.1%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$954K +$813 +22 +0.1%
UBS Group
8
UBS Group
Switzerland
$897K -$20.1K -544 -2%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$805K -$146K -3,948 -15%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$765K +$6.58K +178 +0.9%
CCA
11
Clearwater Capital Advisors
Illinois
$542K -$55.4K -1,500 -9%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$440K +$182K +4,927 +70%
KIA
13
KCM Investment Advisors
California
$323K
LI
14
LVZ Inc
Michigan
$322K -$60.8K -1,646 -15%
RJA
15
Raymond James & Associates
Florida
$292K -$171K -4,636 -37%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$256K +$14.5K +393 +6%
DADC
17
D.A. Davidson & Co
Montana
$252K +$253K +6,838 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$223K +$11K +297 +5%
Stifel Financial
19
Stifel Financial
Missouri
$218K +$218K +5,895 New
SG
20
StoneX Group
New York
$217K +$218K +5,895 New
CWA
21
Clarus Wealth Advisors
Arizona
$153K -$14.8K -400 -9%
AG
22
Advisor Group
Arizona
$112K -$37K -1,001 -25%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$49K +$25.2K +683 +104%
WEC
24
Winslow Evans & Crocker
Massachusetts
$18K
WC
25
Whitnell & Co
Illinois
$11K

FNK Hedge Fund Activity: Q3 2018 in Review

31 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q3 2018, worth a combined $32.1M — up 7.4% from $29.9M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FNK positions and 1 closed out — a net gain of 2 holders — while 11 added to existing stakes and 9 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $1.79M. The largest seller was Bank of America, cutting an estimated $342K.

  • 31 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q3 2018, up from 29 in Q2 2018.
  • Funds reported $32.1M of First Trust Mid Cap Value AlphaDEX Fund stock for Q3 2018, up 7.4% quarter-over-quarter.
  • 3 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q3 2018 and 1 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q3 2018 was Cornerstone Wealth Management, an estimated $1.79M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q3 2018 was Bank of America, an estimated $342K sold.

Based on aggregated 13F filings for Q3 2018.