LTFS
FNK icon

Ladenburg Thalmann Financial Services’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FNK Stock Details FNK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$328K Sell
9,207
-956
-9% -$33.2K ﹤0.01% 2135
2019
Q3 		$341K Sell
10,163
-201
-2% -$6.69K ﹤0.01% 2063
2019
Q2 		$358K Buy
10,364
+927
+10% +$32K ﹤0.01% 2001
2019
Q1 		$326K Buy
9,437
+1,653
+21% +$56.5K ﹤0.01% 2018
2018
Q4 		$238K Sell
7,784
-4,154
-35% -$140K ﹤0.01% 2104
2018
Q3 		$440K Buy
11,938
+4,927
+70% +$182K ﹤0.01% 1708
2018
Q2 		$244K Hold
7,011
– – ﹤0.01% 2086
2018
Q1 		$244K Buy
7,011
+604
+9% +$21.6K ﹤0.01% 2086
2017
Q4 		$233K Buy
6,407
+18
+0.3% +$632 ﹤0.01% 2093
2017
Q3 		$220K Buy
6,389
+1,171
+22% +$39.1K ﹤0.01% 2033
2017
Q2 		$172K Buy
5,218
+2,592
+99% +$85.7K ﹤0.01% 2128
2017
Q1 		$88K Sell
2,626
-2,358
-47% -$79.1K ﹤0.01% 2484
2016
Q4 		$156K Buy
4,984
+2
+0% +$62 ﹤0.01% 1992
2016
Q3 		$148K Sell
4,982
-1,443
-22% -$42.4K ﹤0.01% 1962
2016
Q2 		$179K Sell
6,425
-4,001
-38% -$113K ﹤0.01% 1755
2016
Q1 		$294K Buy
10,426
+10,103
+3,128% +$258K 0.01% 1360
2015
Q4 		$9K Buy
323
+2
+0.6% +$56 ﹤0.01% 3728
2015
Q3 		$9K Buy
+321
New +$9.27K ﹤0.01% 3588

Other funds holding FNK

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MFG
Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return
BFEC
Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return
GIA
Gladstone Institutional Advisory Palm Beach Gardens, Florida $2.7B AUM 23.82% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FNK Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Mid Cap Value AlphaDEX Fund (FNK) stake by 9.4% in Q4 2019, selling an estimated $33.2K and leaving 9,207 shares worth $328K. The position accounts for ﹤0.01% of the portfolio, ranked #2135.

Ladenburg Thalmann Financial Services first reported a position in FNK in Q3 2015 and has held it in 18 quarters since. The position peaked at $440K in Q3 2018. 27 funds tracked by Wall St. Rank hold FNK as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 9,207 shares of First Trust Mid Cap Value AlphaDEX Fund worth $328K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 956 First Trust Mid Cap Value AlphaDEX Fund shares in Q4 2019, an estimated $33.2K.
  • First Trust Mid Cap Value AlphaDEX Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2135 holding.
  • Ladenburg Thalmann Financial Services first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q3 2015 and has held it in 18 quarters since.
  • Ladenburg Thalmann Financial Services's First Trust Mid Cap Value AlphaDEX Fund position peaked at $440K in Q3 2018.
  • 27 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.