We are live on ! Find out more
FNK icon

First Trust Mid Cap Value AlphaDEX Fund

29 hedge funds and large institutions have $48M invested in First Trust Mid Cap Value AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 4 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 4

73% more capital invested

Capital invested by funds: $27.8M → $48M (+$20.2M)

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

39.46% more ownership

Funds ownership: 56.24%95.7% (+39%)

4% more funds holding

Funds holding: 2829 (+1)

Holders
29
Holders Change
+1
Holders Change %
+3.57%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
4
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$12.4M +$3.36M +100,055 +37%
CAN
2
Cetera Advisor Networks
California
$8.65M +$8.67M +258,465 New
Morgan Stanley
3
Morgan Stanley
New York
$7.21M +$483K +14,398 +7%
Jane Street
4
Jane Street
New York
$3.43M +$3.44M +102,696 New
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.94M +$1.68M +50,163 +133%
LPL Financial
6
LPL Financial
California
$2.73M +$761K +22,680 +38%
RJA
7
Raymond James & Associates
Florida
$2.13M +$504K +15,016 +31%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.99M +$1.38M +41,055 +222%
Bank of America
9
Bank of America
North Carolina
$1.78M +$98.2K +2,929 +6%
VKH
10
Virtu KCG Holdings
New York
$873K +$512K +15,280 +141%
KWM
11
Kingsview Wealth Management
Oregon
$727K +$730K +21,755 New
UBS Group
12
UBS Group
Switzerland
$697K +$104K +3,104 +17%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$441K -$95.1K -2,836 -18%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$404K +$35.8K +1,068 +10%
CCA
15
Clearwater Capital Advisors
Illinois
$297K +$64.5K +1,923 +27%
KIA
16
KCM Investment Advisors
California
$294K
Ameriprise
17
Ameriprise
Minnesota
$275K +$276K +8,215 New
CWM
18
Cornerstone Wealth Management
Missouri
$237K +$17.2K +512 +8%
WA
19
WFG Advisors
Texas
$125K -$9.36K -279 -7%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$88K -$79.1K -2,358 -47%
AG
21
Advisor Group
Arizona
$67K
DADC
22
D.A. Davidson & Co
Montana
$60K -$4.7K -140 -7%
WEC
23
Winslow Evans & Crocker
Massachusetts
$20.7K +$14.1K +420 +210%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$13K +$5.03K +150 +63%
PS
25
Portfolio Solutions
Michigan
$9K +$9.05K +270 New

FNK Hedge Fund Activity: Q1 2017 in Review

29 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q1 2017, worth a combined $48M — up 73% from $27.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FNK positions and 5 closed out — a net gain of 2 holders — while 14 added to existing stakes and 4 trimmed.

The largest buyer was Cetera Advisor Networks, opening a new position worth an estimated $8.67M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.19M sold.

  • 29 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q1 2017, up from 28 in Q4 2016.
  • Funds reported $48M of First Trust Mid Cap Value AlphaDEX Fund stock for Q1 2017, up 73% quarter-over-quarter.
  • 7 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q1 2017 and 5 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q1 2017 was Cetera Advisor Networks, an estimated $8.67M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q1 2017 was Susquehanna International Group, an estimated $1.19M sold.

Based on aggregated 13F filings for Q1 2017.