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First Trust Mid Cap Value AlphaDEX Fund

53 hedge funds and large institutions have $138M invested in First Trust Mid Cap Value AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 25 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 12

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

2% more funds holding

Funds holding: 5253 (+1)

0.77% more ownership

Funds ownership: 69.48%70.25% (+0.77%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less capital invested

Capital invested by funds: $149M → $138M (-$10.8M)

Holders
53
Holders Change
+1
Holders Change %
+1.92%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
25
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Total Investment Management
Arizona
$43.8M +$5.93M +138,366 +14%
LPL Financial
2
LPL Financial
California
$14.5M +$547K +12,767 +3%
Wells Fargo
3
Wells Fargo
California
$14.5M -$541K -12,620 -3%
Morgan Stanley
4
Morgan Stanley
New York
$10.4M -$123K -2,872 -1%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$6.38M +$414K +9,645 +6%
First Trust Advisors
6
First Trust Advisors
Illinois
$4.54M +$226K +5,261 +5%
UBS Group
7
UBS Group
Switzerland
$4.47M +$1.1M +25,576 +28%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.19M +$3.77M +87,901 +402%
RJA
9
Raymond James & Associates
Florida
$4.19M +$401K +9,350 +9%
RA
10
RiverTree Advisors
Florida
$3.7M +$447K +10,425 +12%
KWM
11
Kingsview Wealth Management
Oregon
$3.19M -$39.5K -921 -1%
PAG
12
Private Advisory Group
Washington
$3.12M +$814K +18,976 +30%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.82M +$584K +13,618 +23%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.66M +$133K +3,109 +8%
Citadel Advisors
15
Citadel Advisors
Florida
$1.55M +$1.08M +25,166 +162%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$1.47M +$636K +14,826 +62%
SPC
17
Sigma Planning Corp
Michigan
$1.38M +$391K +9,116 +34%
TFA
18
Transamerica Financial Advisors
Florida
$1.3M -$26.5K -619 -2%
TRCT
19
Tower Research Capital (TRC)
New York
$1.09M +$335K +7,821 +38%
GSC
20
G&S Capital
Colorado
$996K +$15.8K +369 +1%
AWAG
21
ARS Wealth Advisors Group
Florida
$919K -$152K -3,544 -13%
Stifel Financial
22
Stifel Financial
Missouri
$909K -$62.4K -1,456 -6%
SWP
23
Stratos Wealth Partners
Ohio
$900K +$14.2K +330 +1%
DAS
24
Dynamic Advisor Solutions
Arizona
$897K +$30.4K +708 +3%
APA
25
American Portfolios Advisors
New York
$662K -$63.9K -1,489 -8%

FNK Hedge Fund Activity: Q3 2022 in Review

53 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q3 2022, worth a combined $138M — down 7.3% from $149M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FNK positions and 3 closed out — a net gain of 1 holder — while 25 added to existing stakes and 12 trimmed.

The largest buyer was Total Investment Management, adding an estimated $5.93M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $16.6M.

  • 53 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q3 2022, up from 52 in Q2 2022.
  • Funds reported $138M of First Trust Mid Cap Value AlphaDEX Fund stock for Q3 2022, down 7.3% quarter-over-quarter.
  • 4 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q3 2022 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q3 2022 was Total Investment Management, an estimated $5.93M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q3 2022 was Raymond James Financial Services Advisors, an estimated $16.6M sold.

Based on aggregated 13F filings for Q3 2022.