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First Trust Mid Cap Value AlphaDEX Fund

26 hedge funds and large institutions have $26M invested in First Trust Mid Cap Value AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

117% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 6

8% more funds holding

Funds holding: 2426 (+2)

8.52% less ownership

Funds ownership: 66.44%57.92% (-8.5%)

40% less capital invested

Capital invested by funds: $43M → $26M (-$17M)

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
13
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.79M -$11M -391,158 -57%
Wells Fargo
2
Wells Fargo
California
$4.6M +$145K +5,159 +3%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$3.54M +$1.64M +58,647 +78%
LPL Financial
4
LPL Financial
California
$2.54M +$1.53M +54,616 +128%
Citadel Advisors
5
Citadel Advisors
Florida
$1.22M -$169K -6,037 -12%
Ameriprise
6
Ameriprise
Minnesota
$999K +$37.8K +1,348 +4%
UBS Group
7
UBS Group
Switzerland
$921K -$73.2K -2,611 -7%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$921K +$291K +10,384 +42%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$537K +$258K +9,217 +83%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$526K -$58.8K -2,096 -10%
Jane Street
11
Jane Street
New York
$519K -$266K -9,492 -33%
Goldman Sachs
12
Goldman Sachs
New York
$427K -$9.94M -354,472 -96%
KIA
13
KCM Investment Advisors
California
$242K
Bank of America
14
Bank of America
North Carolina
$222K +$13.8K +492 +6%
CIM
15
Confluence Investment Management
Missouri
$222K +$19.4K +692 +9%
LWAC
16
Laurel Wealth Advisors (California)
California
$213K +$226K +8,051 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$202K +$1.82K +65 +0.9%
WA
18
WFG Advisors
Texas
$120K +$47.7K +1,703 +60%
TRCT
19
Tower Research Capital (TRC)
New York
$108K +$115K +4,100 New
AIG
20
American International Group
New York
$72K +$38.2K +1,363 +101%
DADC
21
D.A. Davidson & Co
Montana
$34K +$6.9K +246 +23%
Citigroup
22
Citigroup
New York
$11K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$9K +$56 +2 +0.6%
MFS
24
MSI Financial Services
Massachusetts
$9K +$9.81K +350 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$6K

FNK Hedge Fund Activity: Q4 2015 in Review

26 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q4 2015, worth a combined $26M — down 40% from $43M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FNK positions and 1 closed out — a net gain of 2 holders — while 13 added to existing stakes and 6 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.64M. The largest seller was Morgan Stanley, cutting an estimated $11M.

  • 26 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q4 2015, up from 24 in Q3 2015.
  • Funds reported $26M of First Trust Mid Cap Value AlphaDEX Fund stock for Q4 2015, down 40% quarter-over-quarter.
  • 3 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q4 2015 and 1 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q4 2015 was Susquehanna International Group, an estimated $1.64M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q4 2015 was Morgan Stanley, an estimated $11M sold.

Based on aggregated 13F filings for Q4 2015.