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First Trust Mid Cap Value AlphaDEX Fund

30 hedge funds and large institutions have $29.9M invested in First Trust Mid Cap Value AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

7% more funds holding

Funds holding: 2830 (+2)

4.5% less ownership

Funds ownership: 58.74%54.25% (-4.5%)

8% less capital invested

Capital invested by funds: $32.4M → $29.9M (-$2.49M)

33% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 12

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.63M -$415K -12,417 -6%
Wells Fargo
2
Wells Fargo
California
$4.61M -$4.27M -127,788 -49%
LPL Financial
3
LPL Financial
California
$2.96M -$311K -9,292 -10%
RJA
4
Raymond James & Associates
Florida
$2.37M +$1.96M +58,794 +578%
Bank of America
5
Bank of America
North Carolina
$2.23M +$140K +4,174 +7%
CS
6
Credit Suisse
Switzerland
$1.94M +$14.6K +438 +0.8%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$1.49M -$875K -26,171 -38%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.14M -$523K -15,655 -32%
UBS Group
9
UBS Group
Switzerland
$1.03M +$226K +6,752 +29%
KWM
10
Kingsview Wealth Management
Oregon
$932K +$178K +5,316 +24%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$721K -$31.8K -952 -4%
CCA
12
Clearwater Capital Advisors
Illinois
$501K -$4.01K -120 -0.8%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$489K -$75.6K -2,263 -14%
Ameriprise
14
Ameriprise
Minnesota
$363K -$237K -7,086 -40%
LI
15
LVZ Inc
Michigan
$332K +$322K +9,643 New
KIA
16
KCM Investment Advisors
California
$302K
Stifel Financial
17
Stifel Financial
Missouri
$260K -$61.9K -1,851 -20%
TSS
18
Two Sigma Securities
New York
$259K +$251K +7,520 New
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$245K +$238K +7,125 New
VF
20
Virtu Financial
New York
$236K +$229K +6,857 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$228K -$11.8K -354 -5%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$220K +$39.1K +1,171 +22%
SG Americas Securities
23
SG Americas Securities
New York
$178K +$173K +5,177 New
AG
24
Advisor Group
Arizona
$131K +$64.7K +1,935 +103%
Manulife (Manufacturers Life Insurance)
25
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$32K

FNK Hedge Fund Activity: Q3 2017 in Review

30 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q3 2017, worth a combined $29.9M — down 7.7% from $32.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FNK positions and 2 closed out — a net gain of 3 holders — while 8 added to existing stakes and 12 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.96M. The largest seller was Wells Fargo, cutting an estimated $4.27M.

  • 30 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q3 2017, up from 28 in Q2 2017.
  • Funds reported $29.9M of First Trust Mid Cap Value AlphaDEX Fund stock for Q3 2017, down 7.7% quarter-over-quarter.
  • 5 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q3 2017 and 2 closed out, a net change of +3 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q3 2017 was Raymond James & Associates, an estimated $1.96M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q3 2017 was Wells Fargo, an estimated $4.27M sold.

Based on aggregated 13F filings for Q3 2017.