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First Trust Mid Cap Value AlphaDEX Fund

62 hedge funds and large institutions have $151M invested in First Trust Mid Cap Value AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

19% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 16

5% more funds holding

Funds holding: 5962 (+3)

1.29% more ownership

Funds ownership: 68.44%69.73% (+1.3%)

0% more capital invested

Capital invested by funds: $151M → $151M (+$101K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
0.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
9
Increased
19
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Total Investment Management
Arizona
$70.9M +$1.5M +27,348 +2%
LPL Financial
2
LPL Financial
California
$14M -$78.5K -1,428 -0.5%
Wells Fargo
3
Wells Fargo
California
$13.3M +$37.9K +689 +0.3%
Morgan Stanley
4
Morgan Stanley
New York
$12.2M -$543K -9,868 -4%
UBS Group
5
UBS Group
Switzerland
$3.66M +$350K +6,368 +10%
GIA
6
Gladstone Institutional Advisory
Florida
$3.16M -$403K -7,333 -11%
Raymond James Financial
7
Raymond James Financial
Florida
$2.85M +$2.93M +53,250 New
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$2.26M +$258K +4,693 +12%
Stifel Financial
9
Stifel Financial
Missouri
$2.21M +$928K +16,874 +69%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.15M +$78.3K +1,424 +4%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$2.13M -$712K -12,945 -25%
SA
12
Sylvest Advisors
Texas
$1.98M +$2.03M +36,987 New
KWM
13
Kingsview Wealth Management
Oregon
$1.93M -$159K -2,889 -7%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.78M +$180K +3,279 +11%
BEI
15
Benjamin Edwards Inc
Missouri
$1.76M +$10.3K +188 +0.6%
Citadel Advisors
16
Citadel Advisors
Florida
$1.43M +$905K +16,468 +162%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$1.26M +$290K +5,268 +29%
SWP
18
Stratos Wealth Partners
Ohio
$1.2M -$55K -1,001 -4%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.09M -$1.84M -33,399 -62%
ATPW
20
Ashton Thomas Private Wealth
Arizona
$1.07M +$1.1M +20,087 New
GSC
21
G&S Capital
Colorado
$1.01M -$4.56K -83 -0.4%
EH
22
Equitable Holdings
New York
$952K +$4.73K +86 +0.5%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$817K -$467K -8,495 -36%
AWAG
24
ARS Wealth Advisors Group
Florida
$705K +$220 +4 +0%
TCM
25
Triumph Capital Management
Colorado
$688K +$707K +12,852 New

FNK Hedge Fund Activity: Q4 2024 in Review

62 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q4 2024, worth a combined $151M — up 0.07% from $151M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNK positions and 4 closed out — a net gain of 5 holders — while 19 added to existing stakes and 16 trimmed.

The largest buyer was Total Investment Management, adding an estimated $1.5M. The largest seller was Royal Bank of Canada, cutting an estimated $1.84M.

  • 62 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q4 2024, up from 59 in Q3 2024.
  • Funds reported $151M of First Trust Mid Cap Value AlphaDEX Fund stock for Q4 2024, up 0.07% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q4 2024 and 4 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q4 2024 was Total Investment Management, an estimated $1.5M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q4 2024 was Royal Bank of Canada, an estimated $1.84M sold.

Based on aggregated 13F filings for Q4 2024.