We are live on ! Find out more
FNK icon

First Trust Mid Cap Value AlphaDEX Fund

27 hedge funds and large institutions have $25.2M invested in First Trust Mid Cap Value AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

2.44% less ownership

Funds ownership: 56.35%53.9% (-2.4%)

10% less funds holding

Funds holding: 3027 (-3)

18% less capital invested

Capital invested by funds: $30.7M → $25.2M (-$5.42M)

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
27
Holders Change
-3
Holders Change %
-10%
% of All Funds
0.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
10
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.1M -$237K -6,631 -3%
Wells Fargo
2
Wells Fargo
California
$5.24M +$217K +6,084 +4%
LPL Financial
3
LPL Financial
California
$2.99M +$100K +2,798 +3%
Bank of America
4
Bank of America
North Carolina
$2.29M +$1.36K +38 +0.1%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.31M +$72K +2,013 +6%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$1.25M -$291K -8,138 -18%
KWM
7
Kingsview Wealth Management
Oregon
$946K -$186K -5,198 -16%
UBS Group
8
UBS Group
Switzerland
$784K +$3.58K +100 +0.4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$688K -$32.8K -917 -4%
CCA
10
Clearwater Capital Advisors
Illinois
$563K
LI
11
LVZ Inc
Michigan
$374K +$12.6K +352 +3%
KIA
12
KCM Investment Advisors
California
$305K
RJA
13
Raymond James & Associates
Florida
$277K -$2.42M -67,594 -89%
Stifel Financial
14
Stifel Financial
Missouri
$274K +$49.7K +1,389 +21%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$244K +$21.6K +604 +9%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$203K -$24.5K -686 -10%
SG Americas Securities
17
SG Americas Securities
New York
$161K -$5.86K -164 -3%
AG
18
Advisor Group
Arizona
$117K
Manulife (Manufacturers Life Insurance)
19
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$51K +$19.3K +539 +58%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$16K
WEC
21
Winslow Evans & Crocker
Massachusetts
$15.6K +$2.65K +74 +20%
WC
22
Whitnell & Co
Illinois
$10K -$6.83K -191 -39%
Citigroup
23
Citigroup
New York
$8K
FHA
24
First Horizon Advisors
Tennessee
$8K
SPIA
25
Steward Partners Investment Advisory
New York
$6K

FNK Hedge Fund Activity: Q1 2018 in Review

27 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q1 2018, worth a combined $25.2M — down 18% from $30.7M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FNK and 1 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 10 added.

The largest buyer was Wells Fargo, adding an estimated $217K. The largest seller was Raymond James & Associates, cutting an estimated $2.42M.

  • 27 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q1 2018, down from 30 in Q4 2017.
  • Funds reported $25.2M of First Trust Mid Cap Value AlphaDEX Fund stock for Q1 2018, down 18% quarter-over-quarter.
  • 1 fund opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q1 2018 and 4 closed out, a net change of -3 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q1 2018 was Wells Fargo, an estimated $217K added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q1 2018 was Raymond James & Associates, an estimated $2.42M sold.

Based on aggregated 13F filings for Q1 2018.