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First Trust Mid Cap Value AlphaDEX Fund

24 hedge funds and large institutions have $16M invested in First Trust Mid Cap Value AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

4% less funds holding

Funds holding: 2524 (-1)

7% less ownership

Funds ownership: 53.46%46.46% (-7%)

13% less capital invested

Capital invested by funds: $18.4M → $16M (-$2.43M)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
24
Holders Change
-1
Holders Change %
-4%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.2M -$1.01M -35,811 -24%
BFEC
2
Benjamin F. Edwards & Company
Missouri
$2.46M +$744K +26,298 +42%
Bank of America
3
Bank of America
North Carolina
$1.87M +$15.4K +544 +0.8%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.26M +$1.05M +37,024 +431%
Wells Fargo
5
Wells Fargo
California
$1.17M -$2.21M -78,158 -65%
Stifel Financial
6
Stifel Financial
Missouri
$1.15M +$414K +14,616 +54%
LPL Financial
7
LPL Financial
California
$930K -$890K -31,463 -48%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$735K +$203K +7,175 +37%
UBS Group
9
UBS Group
Switzerland
$582K -$212K -7,487 -26%
Citadel Advisors
10
Citadel Advisors
Florida
$531K -$193K -6,819 -26%
KP
11
Keel Point
Alabama
$454K +$58K +2,048 +14%
KWM
12
Kingsview Wealth Management
Oregon
$436K +$200K +7,068 +81%
TRCT
13
Tower Research Capital (TRC)
New York
$413K -$148K -5,246 -26%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$344K -$8.97K -317 -2%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$285K +$293K +10,358 New
FFA
16
Founders Financial Alliance
North Carolina
$84K +$80.1K +2,831 New
ABC
17
Associated Banc-Corp
Wisconsin
$29K
SFPG
18
Stonebridge Financial Planning Group
Florida
$15K -$2.83K -100 -17%
CFGS
19
Concourse Financial Group Securities
Alabama
$13K
WEC
20
Winslow Evans & Crocker
Massachusetts
$8K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$7K +$28 +1 +0.4%
GEA
22
Glen Eagle Advisors
New Jersey
$5.51K
SPIA
23
Steward Partners Investment Advisory
New York
$5K
NNP
24
Nachman Norwood & Parrott
South Carolina
$3K +$2.83K +100 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
-$403K -14,619 Closed

FNK Hedge Fund Activity: Q3 2020 in Review

24 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q3 2020, worth a combined $16M — down 13% from $18.4M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FNK and 3 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 8 added.

The largest buyer was Osaic Holdings, adding an estimated $1.05M. The largest seller was Wells Fargo, cutting an estimated $2.21M.

  • 24 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q3 2020, down from 25 in Q2 2020.
  • Funds reported $16M of First Trust Mid Cap Value AlphaDEX Fund stock for Q3 2020, down 13% quarter-over-quarter.
  • 3 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q3 2020 and 4 closed out, a net change of -1 holder.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q3 2020 was Osaic Holdings, an estimated $1.05M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q3 2020 was Wells Fargo, an estimated $2.21M sold.

Based on aggregated 13F filings for Q3 2020.