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First Trust Mid Cap Value AlphaDEX Fund

22 hedge funds and large institutions have $50M invested in First Trust Mid Cap Value AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 4

2% more capital invested

Capital invested by funds: $49M → $50M (+$938K)

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

0.59% less ownership

Funds ownership: 64.28%63.68% (-0.59%)

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
12
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.5M -$1.81M -56,801 -7%
Goldman Sachs
2
Goldman Sachs
New York
$11.4M -$6.24K -196 -0.1%
Wells Fargo
3
Wells Fargo
California
$5.24M +$689K +21,645 +15%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.36M +$2.22M +69,848 +1,009%
LPL Financial
5
LPL Financial
California
$1.36M +$33.4K +1,050 +2%
UBS Group
6
UBS Group
Switzerland
$1.31M +$137K +4,309 +11%
Ameriprise
7
Ameriprise
Minnesota
$897K +$83.8K +2,632 +10%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$673K +$171K +5,357 +32%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$648K +$57.2K +1,797 +9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$616K +$259K +8,139 +69%
HF
11
HRT Financial
New York
$460K +$477K +14,967 New
Jane Street
12
Jane Street
New York
$331K -$81.9K -2,571 -19%
KIA
13
KCM Investment Advisors
California
$282K
Citadel Advisors
14
Citadel Advisors
Florida
$248K -$154K -4,828 -37%
Bank of America
15
Bank of America
North Carolina
$240K +$85.9K +2,698 +53%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$219K +$226K +7,110 New
AIG
17
American International Group
New York
$93.9K
WA
18
WFG Advisors
Texas
$62K +$20.7K +650 +48%
DADC
19
D.A. Davidson & Co
Montana
$24K +$11.2K +351 +76%
Citigroup
20
Citigroup
New York
$20K +$15K +471 +247%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$15K
RJA
22
Raymond James & Associates
Florida
-$852K -27,348 Closed
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
-$2K -80 Closed

FNK Hedge Fund Activity: Q2 2015 in Review

22 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q2 2015, worth a combined $50M — up 1.9% from $49M a quarter earlier.

Fund positioning in FNK was balanced in Q2 2015: 2 funds opened new positions, 2 closed out, 12 added to existing stakes and 4 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $2.22M. The largest seller was Morgan Stanley, cutting an estimated $1.81M.

  • 22 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q2 2015, unchanged from Q1 2015.
  • Funds reported $50M of First Trust Mid Cap Value AlphaDEX Fund stock for Q2 2015, up 1.9% quarter-over-quarter.
  • 2 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q2 2015 and 2 closed out, a net change of 0 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q2 2015 was Susquehanna International Group, an estimated $2.22M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q2 2015 was Morgan Stanley, an estimated $1.81M sold.

Based on aggregated 13F filings for Q2 2015.