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First Trust Mid Cap Value AlphaDEX Fund

24 hedge funds and large institutions have $43M invested in First Trust Mid Cap Value AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

9% more funds holding

Funds holding: 2224 (+2)

2.76% more ownership

Funds ownership: 63.68%66.44% (+2.8%)

14% less capital invested

Capital invested by funds: $50M → $43M (-$6.96M)

Holders
24
Holders Change
+2
Holders Change %
+9.09%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.5M -$2.25M -77,792 -10%
Goldman Sachs
2
Goldman Sachs
New York
$9.98M +$32.4K +1,123 +0.3%
Wells Fargo
3
Wells Fargo
California
$4.54M -$42K -1,453 -0.9%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.03M -$41.4K -1,432 -2%
Citadel Advisors
5
Citadel Advisors
Florida
$1.41M +$1.28M +44,201 +549%
LPL Financial
6
LPL Financial
California
$1.2M -$61.9K -2,143 -5%
UBS Group
7
UBS Group
Switzerland
$1.01M -$148K -5,119 -12%
Ameriprise
8
Ameriprise
Minnesota
$981K +$210K +7,282 +25%
Jane Street
9
Jane Street
New York
$785K +$530K +18,367 +171%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$658K +$74.3K +2,572 +12%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$592K +$27.4K +948 +5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$298K -$258K -8,947 -45%
KIA
13
KCM Investment Advisors
California
$247K
Bank of America
14
Bank of America
North Carolina
$213K +$3.26K +113 +1%
CIM
15
Confluence Investment Management
Missouri
$207K +$222K +7,695 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$204K +$13.1K +455 +6%
WA
17
WFG Advisors
Texas
$77K +$24.6K +851 +43%
AIG
18
American International Group
New York
$36K -$49.1K -1,700 -56%
DADC
19
D.A. Davidson & Co
Montana
$28K +$6.99K +242 +30%
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$14K +$14.9K +516 New
Citigroup
21
Citigroup
New York
$11K -$6.93K -240 -36%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$9K +$9.27K +321 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$6K -$7.51K -260 -52%
HF
24
HRT Financial
New York
-$460K -14,967 Closed

FNK Hedge Fund Activity: Q3 2015 in Review

24 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q3 2015, worth a combined $43M — down 14% from $50M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FNK positions and 1 closed out — a net gain of 2 holders — while 10 added to existing stakes and 9 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $1.28M. The largest seller was Morgan Stanley, cutting an estimated $2.25M.

  • 24 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q3 2015, up from 22 in Q2 2015.
  • Funds reported $43M of First Trust Mid Cap Value AlphaDEX Fund stock for Q3 2015, down 14% quarter-over-quarter.
  • 3 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q3 2015 and 1 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q3 2015 was Citadel Advisors, an estimated $1.28M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q3 2015 was Morgan Stanley, an estimated $2.25M sold.

Based on aggregated 13F filings for Q3 2015.