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First Trust Mid Cap Value AlphaDEX Fund

24 hedge funds and large institutions have $16M invested in First Trust Mid Cap Value AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

3.11% less ownership

Funds ownership: 57.35%54.24% (-3.1%)

11% less funds holding

Funds holding: 2724 (-3)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

52% less capital invested

Capital invested by funds: $33.3M → $16M (-$17.2M)

Holders
24
Holders Change
-3
Holders Change %
-11.11%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.14M +$125K +4,065 +2%
Wells Fargo
2
Wells Fargo
California
$2.85M +$337K +10,912 +9%
Bank of America
3
Bank of America
North Carolina
$1.71M +$67.9K +2,201 +3%
LPL Financial
4
LPL Financial
California
$1.67M -$21.7K -705 -0.9%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$1.44M -$51.1K -1,657 -2%
TRCT
6
Tower Research Capital (TRC)
New York
$952K +$1.39M +45,122 New
UBS Group
7
UBS Group
Switzerland
$553K +$86K +2,789 +12%
Stifel Financial
8
Stifel Financial
Missouri
$552K +$4.16K +135 +0.5%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$529K -$351K -11,392 -31%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$429K -$71.4K -2,314 -10%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$325K -$8.91K -289 -2%
KP
12
Keel Point
Alabama
$306K +$64.1K +2,077 +17%
Citadel Advisors
13
Citadel Advisors
Florida
$297K -$410K -13,306 -49%
Osaic Holdings
14
Osaic Holdings
Arizona
$166K +$245K +7,939 New
IA
15
IFP Advisors
Florida
$25K +$5.83K +189 +22%
ABC
16
Associated Banc-Corp
Wisconsin
$22K +$32.3K +1,046 New
SFPG
17
Stonebridge Financial Planning Group
Florida
$14K -$17K -550 -48%
CFGS
18
Concourse Financial Group Securities
Alabama
$10K +$14.5K +469 New
WEC
19
Winslow Evans & Crocker
Massachusetts
$8K -$1.54K -50 -14%
Citigroup
20
Citigroup
New York
$5K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$5K
GEA
22
Glen Eagle Advisors
New Jersey
$4.22K
EWM
23
EPG Wealth Management
Georgia
$4K +$5.74K +186 New
SPIA
24
Steward Partners Investment Advisory
New York
$3K
MFG
25
Merit Financial Group
Georgia
-$2.81M -77,997 Closed

FNK Hedge Fund Activity: Q1 2020 in Review

24 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q1 2020, worth a combined $16M — down 52% from $33.3M a quarter earlier.

Fund positioning in FNK was balanced in Q1 2020: 5 funds opened new positions, 5 closed out, 7 added to existing stakes and 8 trimmed.

The largest buyer was Tower Research Capital (TRC), opening a new position worth an estimated $1.39M. The largest seller was Merit Financial Group, exiting entirely with an estimated $2.81M sold.

  • 24 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q1 2020, down from 27 in Q4 2019.
  • Funds reported $16M of First Trust Mid Cap Value AlphaDEX Fund stock for Q1 2020, down 52% quarter-over-quarter.
  • 5 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q1 2020 and 5 closed out, a net change of 0 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q1 2020 was Tower Research Capital (TRC), an estimated $1.39M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q1 2020 was Merit Financial Group, an estimated $2.81M sold.

Based on aggregated 13F filings for Q1 2020.