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First Trust Mid Cap Value AlphaDEX Fund

25 hedge funds and large institutions have $29.2M invested in First Trust Mid Cap Value AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

4% more funds holding

Funds holding: 2425 (+1)

1.83% less ownership

Funds ownership: 57.95%56.12% (-1.8%)

9% less capital invested

Capital invested by funds: $32M → $29.2M (-$2.74M)

36% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 11

Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.59M -$484K -14,529 -7%
Wells Fargo
2
Wells Fargo
California
$4.92M -$929K -27,920 -16%
BFEC
3
Benjamin F. Edwards & Company
Missouri
$3.46M +$610K +18,320 +22%
LPL Financial
4
LPL Financial
California
$2.84M -$32.6K -978 -1%
GIA
5
Gladstone Institutional Advisory
Florida
$2.83M +$495K +14,863 +21%
Bank of America
6
Bank of America
North Carolina
$2.38M +$102K +3,051 +5%
Stifel Financial
7
Stifel Financial
Missouri
$1.24M +$311K +9,344 +34%
UBS Group
8
UBS Group
Switzerland
$758K -$66.8K -2,006 -8%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$758K -$42K -1,262 -5%
Citadel Advisors
10
Citadel Advisors
Florida
$735K +$728K +21,875 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$600K -$321K -9,636 -35%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$462K +$131K +3,942 +40%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$352K -$24.7K -743 -7%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$341K -$6.69K -201 -2%
DADC
15
D.A. Davidson & Co
Montana
$245K -$7.69K -231 -3%
KP
16
Keel Point
Alabama
$242K +$240K +7,210 New
RJA
17
Raymond James & Associates
Florida
$212K -$1.77M -53,128 -89%
AG
18
Advisor Group
Arizona
$145K
FAAS
19
First Allied Advisory Services
California
$75K +$74.6K +2,241 New
WC
20
Whitnell & Co
Illinois
$27K +$4.33K +130 +19%
WEC
21
Winslow Evans & Crocker
Massachusetts
$18K +$1.66K +50 +11%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$8K -$3.56K -107 -31%
Citigroup
23
Citigroup
New York
$7K
SPIA
24
Steward Partners Investment Advisory
New York
$5K
PCG
25
Private Capital Group
Connecticut
$1K +$632 +19 New

FNK Hedge Fund Activity: Q3 2019 in Review

25 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q3 2019, worth a combined $29.2M — down 8.6% from $32M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FNK positions and 3 closed out — a net gain of 1 holder — while 7 added to existing stakes and 11 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $728K. The largest seller was Raymond James & Associates, cutting an estimated $1.77M.

  • 25 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q3 2019, up from 24 in Q2 2019.
  • Funds reported $29.2M of First Trust Mid Cap Value AlphaDEX Fund stock for Q3 2019, down 8.6% quarter-over-quarter.
  • 4 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q3 2019 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q3 2019 was Citadel Advisors, an estimated $728K added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q3 2019 was Raymond James & Associates, an estimated $1.77M sold.

Based on aggregated 13F filings for Q3 2019.