We are live on ! Find out more
FNK icon

First Trust Mid Cap Value AlphaDEX Fund

39 hedge funds and large institutions have $65.8M invested in First Trust Mid Cap Value AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

266% more capital invested

Capital invested by funds: $18M → $65.8M (+$47.8M)

120% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 5

56% more funds holding

Funds holding: 2539 (+14)

18.11% more ownership

Funds ownership: 49.76%67.87% (+18%)

Holders
39
Holders Change
+14
Holders Change %
+56%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
11
Reduced
5
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.4M +$12.4M +311,106 +329%
FHC
2
First Heartland Consultants
Missouri
$7.97M +$7.41M +185,879 New
LPL Financial
3
LPL Financial
California
$4.53M +$2M +50,254 +91%
BFEC
4
Benjamin F. Edwards & Company
Missouri
$3.42M +$946K +23,735 +42%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.22M +$3M +75,213 New
Wells Fargo
6
Wells Fargo
California
$2.92M +$1.52M +38,146 +127%
HIS
7
Harvest Investment Services
Illinois
$2.29M +$2.13M +53,445 New
KWM
8
Kingsview Wealth Management
Oregon
$2.15M +$531K +13,317 +37%
SWP
9
Stratos Wealth Partners
Ohio
$1.87M +$1.45M +36,385 +501%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.83M +$1.25M +31,285 +274%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.73M +$864K +21,677 +116%
SPC
12
Sigma Planning Corp
Michigan
$1.57M +$1.46M +36,733 New
HWM
13
Holloway Wealth Management
Florida
$1.52M
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.48M +$124K +3,110 +10%
OMC
15
Old Mission Capital
Illinois
$1.38M +$1.28M +32,174 New
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$1.34M +$1.24M +31,202 New
Bank of America
17
Bank of America
North Carolina
$1.25M -$659K -16,519 -36%
Stifel Financial
18
Stifel Financial
Missouri
$918K -$242K -6,067 -22%
WP
19
WealthSource Partners
California
$902K -$374K -9,375 -31%
HR
20
Hayden Royal
North Carolina
$821K +$764K +19,158 New
UBS Group
21
UBS Group
Switzerland
$775K -$38.6K -968 -5%
TRCT
22
Tower Research Capital (TRC)
New York
$632K +$387K +9,705 +193%
KP
23
Keel Point
Alabama
$624K -$34.3K -860 -6%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$574K +$533K +13,379 New
PAG
25
Private Advisor Group
New Jersey
$513K +$477K +11,975 New

FNK Hedge Fund Activity: Q1 2021 in Review

39 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q1 2021, worth a combined $65.8M — up 266% from $18M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FNK positions and 0 closed out — a net gain of 15 holders — while 11 added to existing stakes and 5 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $12.4M. The largest seller was Bank of America, cutting an estimated $659K.

  • 39 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q1 2021, up from 25 in Q4 2020.
  • Funds reported $65.8M of First Trust Mid Cap Value AlphaDEX Fund stock for Q1 2021, up 266% quarter-over-quarter.
  • 15 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q1 2021 and 0 closed out, a net change of +15 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q1 2021 was Morgan Stanley, an estimated $12.4M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q1 2021 was Bank of America, an estimated $659K sold.

Based on aggregated 13F filings for Q1 2021.