Stifel Financial’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

Stifel Financial’s Portfolio FNK Stock Details FNK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-10,566	Closed	-$588K	–	3679
2025 Q4	$588K	Sell	10,566 -8,810	-45%	-$482K	﹤0.01%	2777
2025 Q3	$1.07M	Sell	19,376 -7,195	-27%	-$392K	﹤0.01%	2353
2025 Q2	$1.38M	Buy	26,571 +6,538	+33%	+$322K	﹤0.01%	2105
2025 Q1	$1.01M	Sell	20,033 -21,248	-51%	-$1.13M	﹤0.01%	2226
2024 Q4	$2.21M	Buy	41,281 +16,874	+69%	+$928K	﹤0.01%	1706
2024 Q3	$1.33M	Buy	24,407 +1,479	+6%	+$78.4K	﹤0.01%	2034
2024 Q2	$1.17M	Sell	22,928 -14,217	-38%	-$738K	﹤0.01%	2061
2024 Q1	$2.01M	Buy	37,145 +2,040	+6%	+$103K	﹤0.01%	1711
2023 Q4	$1.79M	Sell	35,105 -22,917	-39%	-$1.05M	﹤0.01%	1748
2023 Q3	$2.59M	Buy	58,022 +3,066	+6%	+$143K	﹤0.01%	1421
2023 Q2	$2.51M	Sell	54,956 -4,777	-8%	-$206K	﹤0.01%	1461
2023 Q1	$2.61M	Buy	59,733 +3,702	+7%	+$169K	﹤0.01%	1406
2022 Q4	$2.41M	Buy	56,031 +32,216	+135%	+$1.37M	﹤0.01%	1383
2022 Q3	$909K	Sell	23,815 -1,456	-6%	-$62.4K	﹤0.01%	2036
2022 Q2	$1.03M	Sell	25,271 -8,144	-24%	-$360K	﹤0.01%	1974
2022 Q1	$1.56M	Sell	33,415 -2,259	-6%	-$105K	﹤0.01%	1810
2021 Q4	$1.68M	Buy	35,674 +12,883	+57%	+$598K	﹤0.01%	1755
2021 Q3	$1.01M	Buy	22,791 +798	+4%	+$35.7K	﹤0.01%	2099
2021 Q2	$977K	Buy	21,993 +579	+3%	+$26.1K	﹤0.01%	2121
2021 Q1	$918K	Sell	21,414 -6,067	-22%	-$242K	﹤0.01%	2049
2020 Q4	$982K	Sell	27,481 -14,278	-34%	-$463K	﹤0.01%	1854
2020 Q3	$1.15M	Buy	41,759 +14,616	+54%	+$414K	﹤0.01%	1540
2020 Q2	$749K	Buy	27,143 +1,037	+4%	+$26.3K	﹤0.01%	1745
2020 Q1	$552K	Buy	26,106 +135	+0.5%	+$4.16K	﹤0.01%	1797
2019 Q4	$935K	Sell	25,971 -10,773	-29%	-$374K	﹤0.01%	1879
2019 Q3	$1.24M	Buy	36,744 +9,344	+34%	+$311K	﹤0.01%	1619
2019 Q2	$942K	Buy	27,400 +4,536	+20%	+$157K	﹤0.01%	1846
2019 Q1	$789K	Buy	22,864 +15,098	+194%	+$516K	﹤0.01%	1802
2018 Q4	$238K	Buy	7,766 +1,871	+32%	+$63.2K	﹤0.01%	2364
2018 Q3	$218K	Buy	+5,895	New	+$218K	﹤0.01%	2539
2018 Q2	–	Sell	-7,992	Closed	-$274K	–	2735
2018 Q1	$274K	Buy	7,992 +1,389	+21%	+$49.7K	﹤0.01%	2295
2017 Q4	$240K	Sell	6,603 -985	-13%	-$34.6K	﹤0.01%	2330
2017 Q3	$260K	Sell	7,588 -1,851	-20%	-$61.9K	﹤0.01%	2231
2017 Q2	$314K	Buy	+9,439	New	+$312K	﹤0.01%	2106
2014 Q3	–	Sell	-14,071	Closed	-$452K	–	2260
2014 Q2	$452K	Buy	+14,071	New	+$433K	﹤0.01%	1552

Other funds holding FNK

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Stifel Financial's FNK Position: Q1 2026 in Review

Stifel Financial sold out of First Trust Mid Cap Value AlphaDEX Fund (FNK) in Q1 2026, closing a stake of 10,566 shares — an estimated $588K sold.

Stifel Financial first reported a position in FNK in Q2 2014 and held it in 35 quarters. The position peaked at $2.61M in Q1 2023. 59 funds tracked by Wall St. Rank hold FNK as of Q1 2026.

Stifel Financial reported no remaining First Trust Mid Cap Value AlphaDEX Fund position as of Q1 2026 after selling out during the quarter.
Stifel Financial sold 10,566 First Trust Mid Cap Value AlphaDEX Fund shares in Q1 2026, an estimated $588K.
Stifel Financial first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q2 2014 and held it in 35 quarters.
Stifel Financial's First Trust Mid Cap Value AlphaDEX Fund position peaked at $2.61M in Q1 2023.
59 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q1 2026.

Based on Stifel Financial's 13F filing for Q1 2026, filed 12 May 2026.