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First Trust Mid Cap Value AlphaDEX Fund

51 hedge funds and large institutions have $166M invested in First Trust Mid Cap Value AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 15 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more capital invested

Capital invested by funds: $138M → $166M (+$28.3M)

13% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 15

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

0.14% more ownership

Funds ownership: 68.4%68.54% (+0.14%)

0% more funds holding

Funds holding: 5151 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
51
Holders Change
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
17
Reduced
15
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Total Investment Management
Arizona
$47.6M +$135K +2,902 +0.3%
Morgan Stanley
2
Morgan Stanley
New York
$20.4M +$2.76M +59,514 +16%
LPL Financial
3
LPL Financial
California
$17.4M +$8.57M +184,808 +99%
Wells Fargo
4
Wells Fargo
California
$16.8M +$7.25M +156,257 +76%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$8.93M +$5.84M +125,855 +192%
UBS Group
6
UBS Group
Switzerland
$7.14M +$3.02M +65,084 +74%
First Trust Advisors
7
First Trust Advisors
Illinois
$5.47M -$547K -11,802 -9%
RJA
8
Raymond James & Associates
Florida
$4.73M +$3.81M +82,227 +427%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$4.49M -$2.36M -50,964 -35%
RA
10
RiverTree Advisors
Florida
$4.01M +$3.99M +85,974 New
PAG
11
Private Advisory Group
Washington
$3.49M +$835K +18,000 +32%
KWM
12
Kingsview Wealth Management
Oregon
$3.28M -$105K -2,266 -3%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.74M +$33.7K +727 +1%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.93M -$1.6M -34,396 -45%
Osaic Holdings
15
Osaic Holdings
Arizona
$1.65M +$1.06M +22,857 +181%
Stifel Financial
16
Stifel Financial
Missouri
$1.56M -$105K -2,259 -6%
TCM
17
Triumph Capital Management
Colorado
$1.49M +$618K +13,335 +72%
GIA
18
Gladstone Institutional Advisory
Florida
$1.45M +$1.44M +30,995 New
HWM
19
Holloway Wealth Management
Florida
$1.31M
SPC
20
Sigma Planning Corp
Michigan
$1.24M +$655K +14,120 +114%
GSC
21
G&S Capital
Colorado
$1.23M -$7.37K -159 -0.6%
SWP
22
Stratos Wealth Partners
Ohio
$1.01M +$1M +21,666 New
MML Investors Services
23
MML Investors Services
Massachusetts
$977K +$972K +20,964 New
MCC
24
Money Concepts Capital
Florida
$627K +$420K +9,053 +206%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$585K -$1.37M -29,591 -70%

FNK Hedge Fund Activity: Q1 2022 in Review

51 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q1 2022, worth a combined $166M — up 21% from $138M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FNK positions and 12 closed out — a net gain of 1 holder — while 17 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $8.57M. The largest seller was Harvest Investment Services, exiting entirely with an estimated $2.36M sold.

  • 51 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q1 2022, unchanged from Q4 2021.
  • Funds reported $166M of First Trust Mid Cap Value AlphaDEX Fund stock for Q1 2022, up 21% quarter-over-quarter.
  • 13 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q1 2022 and 12 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q1 2022 was LPL Financial, an estimated $8.57M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q1 2022 was Harvest Investment Services, an estimated $2.36M sold.

Based on aggregated 13F filings for Q1 2022.