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First Trust Mid Cap Value AlphaDEX Fund

51 hedge funds and large institutions have $106M invested in First Trust Mid Cap Value AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 3

110% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 10

61% more capital invested

Capital invested by funds: $65.8M → $106M (+$40.2M)

31% more funds holding

Funds holding: 3951 (+12)

0.96% more ownership

Funds ownership: 67.87%68.83% (+0.96%)

Holders
51
Holders Change
+12
Holders Change %
+30.77%
% of All Funds
0.89%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
21
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.1M +$9.19M +203,589 +50%
LPL Financial
2
LPL Financial
California
$11.1M +$6.47M +143,514 +136%
Wells Fargo
3
Wells Fargo
California
$8.94M +$5.99M +132,872 +195%
FHC
4
First Heartland Consultants
Missouri
$8.43M +$173K +3,843 +2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.06M +$2.76M +61,156 +81%
UBS Group
6
UBS Group
Switzerland
$3.82M +$3.06M +67,915 +376%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$3M -$552K -12,231 -15%
PAG
8
Private Advisory Group
Washington
$3M +$3.04M +67,408 New
KWM
9
Kingsview Wealth Management
Oregon
$2.87M +$638K +14,142 +28%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$2.45M +$2.48M +55,038 New
HIS
11
Harvest Investment Services
Illinois
$2.26M -$118K -2,611 -5%
SWP
12
Stratos Wealth Partners
Ohio
$2.25M +$315K +6,985 +16%
Goldman Sachs
13
Goldman Sachs
New York
$2.14M +$2.17M +48,175 New
Osaic Holdings
14
Osaic Holdings
Arizona
$2.02M +$227K +5,033 +12%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$1.88M +$357K +7,916 +23%
PAG
16
Private Advisor Group
New Jersey
$1.85M +$1.34M +29,625 +247%
HWM
17
Holloway Wealth Management
Florida
$1.69M
SPC
18
Sigma Planning Corp
Michigan
$1.67M +$41.8K +927 +3%
GSC
19
G&S Capital
Colorado
$1.04M +$1.06M +23,470 New
Stifel Financial
20
Stifel Financial
Missouri
$977K +$26.1K +579 +3%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$971K -$941K -20,847 -49%
WP
22
WealthSource Partners
California
$910K -$25.9K -575 -3%
HR
23
Hayden Royal
North Carolina
$863K +$11.6K +258 +1%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$758K +$166K +3,675 +27%
MOS
25
MGO One Seven
Ohio
$744K +$755K +16,740 New

FNK Hedge Fund Activity: Q2 2021 in Review

51 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q2 2021, worth a combined $106M — up 61% from $65.8M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FNK positions and 3 closed out — a net gain of 13 holders — while 21 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.19M. The largest seller was Old Mission Capital, exiting entirely with an estimated $1.38M sold.

  • 51 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q2 2021, up from 39 in Q1 2021.
  • Funds reported $106M of First Trust Mid Cap Value AlphaDEX Fund stock for Q2 2021, up 61% quarter-over-quarter.
  • 16 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q2 2021 and 3 closed out, a net change of +13 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q2 2021 was Morgan Stanley, an estimated $9.19M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q2 2021 was Old Mission Capital, an estimated $1.38M sold.

Based on aggregated 13F filings for Q2 2021.