Sigma Planning Corp’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

Sigma Planning Corp’s Portfolio FNK Stock Details FNK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$239K	Sell	4,181 -60	-1%	-$3.51K	0.01%	1152
2025 Q4	$236K	Sell	4,241 -11	-0.3%	-$602	0.01%	1134
2025 Q3	$235K	Sell	4,252 -555	-12%	-$30.2K	0.01%	1146
2025 Q2	$249K	Sell	4,807 -266	-5%	-$13.1K	0.01%	1068
2025 Q1	$256K	Sell	5,073 -18	-0.4%	-$953	0.01%	1029
2024 Q4	$272K	Sell	5,091 -63	-1%	-$3.46K	0.01%	969
2024 Q3	$281K	Sell	5,154 -699	-12%	-$37.1K	0.01%	984
2024 Q2	$299K	Sell	5,853 -22,771	-80%	-$1.18M	0.01%	926
2024 Q1	$1.55M	Buy	28,624 +18,996	+197%	+$960K	0.05%	378
2023 Q4	$491K	Sell	9,628 -18,762	-66%	-$857K	0.04%	462
2023 Q3	$1.27M	Buy	28,390 +473	+2%	+$22.1K	0.05%	386
2023 Q2	$1.28M	Sell	27,917 -35,327	-56%	-$1.52M	0.05%	387
2023 Q1	$2.76M	Buy	63,244 +14,351	+29%	+$657K	0.09%	228
2022 Q4	$2.1M	Buy	48,893 +12,624	+35%	+$538K	0.08%	275
2022 Q3	$1.38M	Buy	36,269 +9,116	+34%	+$391K	0.05%	350
2022 Q2	$1.1M	Buy	27,153 +641	+2%	+$28.3K	0.04%	427
2022 Q1	$1.24M	Buy	26,512 +14,120	+114%	+$655K	0.04%	452
2021 Q4	$584K	Sell	12,392 -48,571	-80%	-$2.26M	0.02%	781
2021 Q3	$2.7M	Buy	60,963 +23,303	+62%	+$1.04M	0.08%	258
2021 Q2	$1.67M	Buy	37,660 +927	+3%	+$41.8K	0.05%	375
2021 Q1	$1.57M	Buy	+36,733	New	+$1.46M	0.05%	372

Other funds holding FNK

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Sigma Planning Corp's FNK Position: Q1 2026 in Review

Sigma Planning Corp reduced its First Trust Mid Cap Value AlphaDEX Fund (FNK) stake by 1.4% in Q1 2026, selling an estimated $3.51K and leaving 4,181 shares worth $239K. The position accounts for 0.01% of the portfolio, ranked #1152.

Sigma Planning Corp first reported a position in FNK in Q1 2021 and has held it in 21 quarters since. The position peaked at $2.76M in Q1 2023. 59 funds tracked by Wall St. Rank hold FNK as of Q1 2026.

Sigma Planning Corp held 4,181 shares of First Trust Mid Cap Value AlphaDEX Fund worth $239K as of Q1 2026.
Sigma Planning Corp sold 60 First Trust Mid Cap Value AlphaDEX Fund shares in Q1 2026, an estimated $3.51K.
First Trust Mid Cap Value AlphaDEX Fund made up 0.01% of Sigma Planning Corp's portfolio in Q1 2026, its #1152 holding.
Sigma Planning Corp first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q1 2021 and has held it in 21 quarters since.
Sigma Planning Corp's First Trust Mid Cap Value AlphaDEX Fund position peaked at $2.76M in Q1 2023.
59 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.