First Trust Advisors

First Trust Advisors’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

First Trust Advisors’s Portfolio FNK Stock Details FNK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-99,307	Closed	-$4.43M	–	2369
2023 Q3	$4.43M	Buy	99,307 +22,859	+30%	+$1.07M	0.01%	1274
2023 Q2	$3.49M	Buy	76,448 +50,315	+193%	+$2.17M	﹤0.01%	1418
2023 Q1	$1.14M	Sell	26,133 -3,519	-12%	-$161K	﹤0.01%	1919
2022 Q4	$1.27M	Sell	29,652 -89,303	-75%	-$3.8M	﹤0.01%	1885
2022 Q3	$4.54M	Buy	118,955 +5,261	+5%	+$226K	0.01%	1233
2022 Q2	$4.63M	Sell	113,694 -3,627	-3%	-$160K	0.01%	1268
2022 Q1	$5.47M	Sell	117,321 -11,802	-9%	-$547K	0.01%	1276
2021 Q4	$6.08M	Buy	+129,123	New	+$6M	0.01%	1266

Other funds holding FNK

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Janney Montgomery Scott

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return