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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHD icon
801
Church & Dwight Co
CHD
$23.4B
$304K 0.01%
3,313
+221
+7% +$21.2K
IPKW icon
802
Invesco International BuyBack Achievers ETF
IPKW
$540M
$304K 0.01%
8,657
– –
ALV icon
803
Autoliv
ALV
$8.76B
$303K 0.01%
3,143
– –
SPYC icon
804
Simplify US Equity PLUS Convexity ETF
SPYC
$111M
$303K 0.01%
10,877
-8,178
-43% -$238K
GVIP icon
805
Goldman Sachs Hedge Industry VIP ETF
GVIP
$559M
$302K 0.01%
3,537
-583
-14% -$50.8K
ODFL icon
806
Old Dominion Freight Line
ODFL
$47.2B
$302K 0.01%
1,474
-166
-10% -$33.6K
PH icon
807
Parker-Hannifin
PH
$124B
$299K 0.01%
761
+18
+2% +$7.24K
TWLO icon
808
Twilio
TWLO
$29.5B
$298K 0.01%
5,088
-2
-0% -$125
HACK icon
809
Amplify Cybersecurity ETF
HACK
$2.65B
$297K 0.01%
5,751
+37
+0.6% +$1.9K
SHLS icon
810
Shoals Technologies Group
SHLS
$1.57B
$297K 0.01%
16,263
-51
-0.3% -$1.14K
MINT icon
811
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$296K 0.01%
2,959
-204
-6% -$20.4K
ARMK icon
812
Aramark
ARMK
$15.2B
$296K 0.01%
11,804
+12
+0.1% +$336
TME icon
813
Tencent Music
TME
$15.3B
$295K 0.01%
46,164
-300
-0.6% -$2K
JPSE icon
814
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$594M
$294K 0.01%
+7,482
New +$308K
BIIB icon
815
Biogen
BIIB
$29.5B
$294K 0.01%
1,143
-5,821
-84% -$1.56M
KNX icon
816
Knight Transportation
KNX
$11.5B
$294K 0.01%
5,854
– –
PKW icon
817
Invesco BuyBack Achievers ETF
PKW
$1.71B
$293K 0.01%
3,261
+28
+0.9% +$2.58K
CTVA icon
818
Corteva
CTVA
$58.6B
$293K 0.01%
5,723
+548
+11% +$29K
HCA icon
819
HCA Healthcare
HCA
$86.4B
$293K 0.01%
1,191
-427
-26% -$117K
NTSX icon
820
WisdomTree US Efficient Core Fund
NTSX
$1.34B
$292K 0.01%
8,345
-6,290
-43% -$231K
IGIB icon
821
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$291K 0.01%
5,979
-636
-10% -$31.7K
YUMC icon
822
Yum China
YUMC
$15.3B
$290K 0.01%
5,192
+65
+1% +$3.64K
REXR icon
823
Rexford Industrial Realty
REXR
$8.63B
$287K 0.01%
5,823
-133
-2% -$7.03K
VTHR icon
824
Vanguard Russell 3000 ETF
VTHR
$4.63B
$286K 0.01%
1,500
– –
TPR icon
825
Tapestry
TPR
$29.8B
$286K 0.01%
9,947
-3,032
-23% -$111K
31 32
33
34 35

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.