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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXE
51
Expand Energy Corp
EXE
$21.9B
$6.92M 0.36%
73,411
+73,184
+32,240% +$6.88M
VICI icon
52
VICI Properties
VICI
$29.4B
$6.87M 0.36%
230,145
+3,375
+1% +$111K
CANO
53
DELISTED
Cano Health, Inc.
CANO
$6.78M 0.35%
7,822
+156
+2% +$97.8K
IYK icon
54
iShares US Consumer Staples ETF
IYK
$1.39B
$6.75M 0.35%
112,629
+37,461
+50% +$2.46M
MS icon
55
Morgan Stanley
MS
$337B
$6.74M 0.35%
85,309
+326
+0.4% +$27.5K
SPSB icon
56
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$6.71M 0.35%
229,623
+20,639
+10% +$613K
JEPI icon
57
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$6.7M 0.35%
130,685
-231,913
-64% -$12.9M
AES icon
58
AES
AES
$10.6B
$6.64M 0.35%
293,708
+11,664
+4% +$277K
MDT icon
59
Medtronic
MDT
$107B
$6.55M 0.34%
81,160
+4,420
+6% +$397K
KO icon
60
Coca-Cola
KO
$354B
$6.49M 0.34%
115,738
+60,579
+110% +$3.77M
PLD icon
61
Prologis
PLD
$138B
$6.42M 0.34%
63,206
+33,762
+115% +$4.19M
CSCO icon
62
Cisco
CSCO
$450B
$6.4M 0.33%
159,906
+9,463
+6% +$420K
CAT icon
63
Caterpillar
CAT
$409B
$6.35M 0.33%
38,671
+4,047
+12% +$739K
RFDA icon
64
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$6.32M 0.33%
162,212
+1,030
+0.6% +$45.5K
FLRN icon
65
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$6.31M 0.33%
208,144
+3,041
+1% +$92.2K
GOOG icon
66
Alphabet (Google) Class C
GOOG
$3.9T
$6.27M 0.33%
65,225
+4,325
+7% +$483K
VUG icon
67
Vanguard Growth ETF
VUG
$216B
$6.26M 0.33%
175,422
+109,188
+165% +$4.39M
PSK icon
68
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$6.12M 0.32%
175,478
+158,190
+915% +$5.76M
USMV icon
69
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$6.08M 0.32%
91,957
+1,325
+1% +$95.5K
DGRO icon
70
iShares Core Dividend Growth ETF
DGRO
$42.6B
$6.02M 0.31%
135,399
+60,648
+81% +$2.99M
FPE icon
71
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$5.97M 0.31%
357,233
+120,559
+51% +$2.13M
BRK.B icon
72
Berkshire Hathaway Class B
BRK.B
$1.07T
$5.87M 0.31%
21,976
+6,427
+41% +$1.83M
CRM icon
73
Salesforce
CRM
$134B
$5.85M 0.31%
40,674
+163
+0.4% +$27.6K
AVGO icon
74
Broadcom
AVGO
$1.82T
$5.8M 0.3%
130,530
-6,360
-5% -$325K
SLV icon
75
iShares Silver Trust
SLV
$28.1B
$5.74M 0.3%
327,909
-15,217
-4% -$270K
1 2
3
4 5

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.