We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
51
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.02M 0.34%
50,980
+35,962
+239% +$2.06M
DIA icon
52
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
$2.98M 0.34%
11,197
-1,954
-15% -$510K
XLU icon
53
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$2.95M 0.33%
97,458
-46,314
-32% -$1.36M
ADI icon
54
Analog Devices
ADI
$180B
$2.91M 0.33%
25,787
-2,889
-10% -$313K
JNJ icon
55
Johnson & Johnson
JNJ
$634B
$2.9M 0.33%
+20,795
New +$2.88M
MDT icon
56
Medtronic
MDT
$107B
$2.9M 0.33%
29,707
-47
-0.2% -$4.29K
FXU icon
57
First Trust Utilities AlphaDEX Fund
FXU
$839M
$2.9M 0.33%
98,866
+37,545
+61% +$1.07M
META icon
58
Meta Platforms (Facebook)
META
$1.52T
$2.88M 0.32%
14,828
-1,864
-11% -$341K
VTI icon
59
Vanguard Total Stock Market ETF
VTI
$654B
$2.86M 0.32%
18,924
+612
+3% +$90.1K
FTSM icon
60
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$2.85M 0.32%
47,508
+14,818
+45% +$890K
MCD icon
61
McDonald's
MCD
$188B
$2.75M 0.31%
13,095
+1,769
+16% +$350K
MO icon
62
Altria Group
MO
$122B
$2.71M 0.3%
57,128
+173
+0.3% +$9.06K
XLC icon
63
State Street Communication Services Select Sector SPDR ETF
XLC
$22B
$2.65M 0.3%
+52,567
New +$2.56M
BSJJ
64
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$2.63M 0.29%
+109,641
New +$2.63M
CIBR icon
65
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$2.61M 0.29%
91,281
+4,097
+5% +$116K
GMED icon
66
Globus Medical
GMED
$10.4B
$2.57M 0.29%
60,755
-600
-1% -$26.1K
FTSL icon
67
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$2.52M 0.28%
+53,432
New +$2.54M
BSJK
68
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$2.5M 0.28%
103,951
+19,767
+23% +$476K
FPE icon
69
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$2.49M 0.28%
+127,826
New +$2.46M
XOM icon
70
ExxonMobil
XOM
$651B
$2.47M 0.28%
+32,349
New +$2.5M
USMV icon
71
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$2.46M 0.28%
+39,484
New +$2.37M
AVGO icon
72
Broadcom
AVGO
$1.81T
$2.46M 0.28%
85,530
-11,750
-12% -$342K
BX icon
73
Blackstone
BX
$103B
$2.39M 0.27%
+53,840
New +$2.15M
XLB icon
74
State Street Materials Select Sector SPDR ETF
XLB
$8.48B
$2.38M 0.27%
+80,940
New +$2.28M
INTC icon
75
Intel
INTC
$471B
$2.36M 0.27%
+49,266
New +$2.44M
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.