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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
51
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$1.96M 0.39%
74,058
+36,810
+99% +$1M
FXO icon
52
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$1.95M 0.39%
71,291
+6,928
+11% +$205K
MDT icon
53
Medtronic
MDT
$107B
$1.95M 0.39%
21,541
+16,842
+358% +$1.57M
ADI icon
54
Analog Devices
ADI
$181B
$1.94M 0.39%
22,696
+1,349
+6% +$117K
PFE icon
55
Pfizer
PFE
$140B
$1.89M 0.38%
45,830
+338
+0.7% +$14K
PIZ icon
56
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$1.88M 0.38%
81,223
-3,909
-5% -$95.3K
INTC icon
57
Intel
INTC
$466B
$1.88M 0.38%
39,950
-1,482
-4% -$69.4K
XLP icon
58
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$1.87M 0.38%
36,527
+12,233
+50% +$664K
HON icon
59
Honeywell
HON
$77.1B
$1.86M 0.38%
14,918
+278
+2% +$38K
CG icon
60
Carlyle Group
CG
$16.3B
$1.85M 0.37%
117,640
+86,414
+277% +$1.64M
FPX icon
61
First Trust US Equity Opportunities ETF
FPX
$1.51B
$1.84M 0.37%
29,698
+7,375
+33% +$494K
FTSL icon
62
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.84M 0.37%
40,153
+2,918
+8% +$138K
VTI icon
63
Vanguard Total Stock Market ETF
VTI
$654B
$1.84M 0.37%
14,346
+3,504
+32% +$484K
META icon
64
Meta Platforms (Facebook)
META
$1.51T
$1.83M 0.37%
13,761
-386
-3% -$55.9K
YUM icon
65
Yum! Brands
YUM
$41B
$1.82M 0.37%
19,806
+135
+0.7% +$12.1K
PIE icon
66
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$1.8M 0.36%
114,159
-10,730
-9% -$174K
AMLP icon
67
Alerian MLP ETF
AMLP
$13B
$1.74M 0.35%
39,306
+3,374
+9% +$166K
HUSV icon
68
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.3M
$1.73M 0.35%
78,030
+19,891
+34% +$463K
BSJK
69
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$1.65M 0.33%
70,380
-5,920
-8% -$142K
CMI icon
70
Cummins
CMI
$91.7B
$1.63M 0.33%
12,179
+232
+2% +$32.8K
VYM icon
71
Vanguard High Dividend Yield ETF
VYM
$81.1B
$1.62M 0.33%
20,753
+633
+3% +$52.8K
DUK icon
72
Duke Energy
DUK
$102B
$1.6M 0.32%
18,610
+989
+6% +$84.2K
CAT icon
73
Caterpillar
CAT
$409B
$1.58M 0.32%
12,400
+4,201
+51% +$547K
MET icon
74
MetLife
MET
$61B
$1.56M 0.31%
37,916
+330
+0.9% +$14.2K
XLF icon
75
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$1.53M 0.31%
63,954
-40,813
-39% -$1.06M
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.