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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAD icon
676
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$560M
$416K 0.02%
4,156
– –
PBJ icon
677
Invesco Food & Beverage ETF
PBJ
$111M
$415K 0.02%
9,787
-7,780
-44% -$347K
VONE icon
678
Vanguard Russell 1000 ETF
VONE
$8.17B
$413K 0.02%
2,121
+23
+1% +$4.66K
CI icon
679
Cigna
CI
$78.5B
$412K 0.02%
1,429
+24
+2% +$6.84K
OVV icon
680
Ovintiv
OVV
$16.6B
$411K 0.02%
8,641
– –
FUTU icon
681
Futu Holdings
FUTU
$14.2B
$411K 0.02%
7,109
– –
KHC icon
682
Kraft Heinz
KHC
$32.4B
$410K 0.02%
12,174
+800
+7% +$27.6K
MUR icon
683
Murphy Oil
MUR
$5.39B
$405K 0.02%
8,933
– –
CHE icon
684
Chemed
CHE
$6.87B
$403K 0.02%
775
+285
+58% +$148K
GSEP icon
685
FT Vest US Equity Moderate Buffer ETF September
GSEP
$351M
$403K 0.02%
+13,631
New +$406K
RCM
686
DELISTED
R1 RCM Inc. Common Stock
RCM
$403K 0.02%
26,728
+2,385
+10% +$40.1K
CHKP icon
687
Check Point Software Technologies
CHKP
$13.7B
$401K 0.02%
3,010
+18
+0.6% +$2.36K
IBB icon
688
iShares Biotechnology ETF
IBB
$9.54B
$397K 0.02%
3,248
+1,406
+76% +$179K
SGOV icon
689
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.3B
$397K 0.02%
3,943
+1,343
+52% +$135K
NOW icon
690
ServiceNow
NOW
$112B
$397K 0.02%
3,550
-845
-19% -$96.4K
DG icon
691
Dollar General
DG
$27.5B
$397K 0.02%
3,745
-58
-2% -$8.65K
SCHB icon
692
Schwab US Broad Market ETF
SCHB
$42.7B
$395K 0.02%
23,745
+738
+3% +$12.8K
SDIV icon
693
Global X SuperDividend ETF
SDIV
$1.21B
$394K 0.02%
17,972
+943
+6% +$21.3K
COIN icon
694
Coinbase
COIN
$42B
$393K 0.02%
5,240
+1,690
+48% +$142K
BF.B icon
695
Brown-Forman Class B
BF.B
$13.1B
$393K 0.02%
6,819
-59
-0.9% -$3.92K
XIFR
696
XPLR Infrastructure LP
XIFR
$1.13B
$390K 0.02%
13,148
+7,599
+137% +$385K
FINV
697
FinVolution Group
FINV
$1.15B
$389K 0.02%
78,153
– –
PTNQ icon
698
Pacer Trendpilot 100 ETF
PTNQ
$1.17B
$389K 0.02%
6,324
-5,277
-45% -$329K
DECK icon
699
Deckers Outdoor
DECK
$13.8B
$388K 0.02%
4,530
+1,068
+31% +$95.6K
FLNC icon
700
Fluence Energy
FLNC
$1.64B
$387K 0.02%
16,853
+60
+0.4% +$1.55K
26 27
28
29 30

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.