We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
626
Cardinal Health
CAH
$54.2B
$479K 0.02%
5,520
+3,361
+156% +$304K
SNV
627
DELISTED
Synovus
SNV
$478K 0.02%
17,193
+7,276
+73% +$228K
PSEC icon
628
Prospect Capital
PSEC
$1.12B
$478K 0.02%
78,948
+34
+0% +$212
VOOG icon
629
Vanguard S&P 500 Growth ETF
VOOG
$25.1B
$477K 0.02%
11,592
– –
XMMO icon
630
Invesco S&P MidCap Momentum ETF
XMMO
$7.13B
$475K 0.02%
5,901
-69
-1% -$5.61K
UCON icon
631
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$475K 0.02%
19,870
-955
-5% -$23.1K
HEDJ icon
632
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$475K 0.02%
12,014
+5,610
+88% +$226K
FTXL icon
633
First Trust Nasdaq Semiconductor ETF
FTXL
$2.05B
$474K 0.02%
7,010
+100
+1% +$7.04K
FMX icon
634
Fomento Económico Mexicano
FMX
$45.4B
$473K 0.02%
4,336
-478
-10% -$53.1K
INSP icon
635
Inspire Medical Systems
INSP
$1.47B
$472K 0.02%
2,377
+50
+2% +$12.6K
THQ
636
abrdn Healthcare Opportunities Fund
THQ
$785M
$469K 0.02%
27,641
– –
VXF icon
637
Vanguard Extended Market ETF
VXF
$30.3B
$468K 0.02%
3,264
-239
-7% -$35.8K
WELL icon
638
Welltower
WELL
$173B
$463K 0.02%
5,646
+1,178
+26% +$96.9K
XYL icon
639
Xylem
XYL
$30.1B
$463K 0.02%
5,086
+199
+4% +$20.5K
JCI icon
640
Johnson Controls International
JCI
$84.2B
$463K 0.02%
8,698
+816
+10% +$50.4K
TT icon
641
Trane Technologies
TT
$103B
$462K 0.02%
2,277
+1
+0% +$200
QQQM icon
642
Invesco NASDAQ 100 ETF
QQQM
$94.6B
$461K 0.02%
+3,130
New +$478K
MRNA icon
643
Moderna
MRNA
$21.3B
$461K 0.02%
4,464
-777
-15% -$86.7K
COF icon
644
Capital One
COF
$127B
$457K 0.02%
4,708
-554
-11% -$59.2K
QJUN icon
645
FT Vest Growth-100 Buffer ETF June
QJUN
$639M
$457K 0.02%
20,896
+11,730
+128% +$262K
PFG icon
646
Principal Financial Group
PFG
$24.4B
$456K 0.02%
+6,333
New +$492K
VYMI icon
647
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$454K 0.02%
+7,332
New +$466K
AFSM icon
648
First Trust Active Factor Small Cap ETF
AFSM
$117M
$454K 0.02%
18,850
– –
ALK icon
649
Alaska Air
ALK
$5.32B
$453K 0.02%
12,222
+88
+0.7% +$3.98K
HDB icon
650
HDFC Bank
HDB
$121B
$453K 0.02%
15,354
-364
-2% -$11.9K
24 25
26
27 28

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.