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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEMS icon
551
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$245M
– –
-7,500
Closed -$263K
FGD icon
552
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
– –
-12,707
Closed -$292K
KWEB icon
553
KraneShares CSI China Internet ETF
KWEB
$5.2B
– –
-5,540
Closed -$246K
MRSH
554
Marsh
MRSH
$86.3B
– –
-3,215
Closed -$328K
MPLX icon
555
MPLX
MPLX
$59.5B
– –
-7,722
Closed -$249K
NJR icon
556
New Jersey Resources
NJR
$6.06B
– –
-4,220
Closed -$210K
OGE icon
557
OGE Energy
OGE
$10.3B
– –
-4,645
Closed -$202K
PAA icon
558
Plains All American Pipeline
PAA
$17.4B
– –
-12,605
Closed -$307K
PAGP icon
559
Plains GP Holdings
PAGP
$5.23B
– –
-11,834
Closed -$296K
PAGS icon
560
PagSeguro Digital
PAGS
$2.57B
– –
-14,660
Closed -$594K
PRFZ icon
561
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
– –
-8,125
Closed -$208K
ROKU icon
562
Roku
ROKU
$21.1B
– –
-2,717
Closed -$263K
ROST icon
563
Ross Stores
ROST
$76.6B
– –
-3,487
Closed -$348K
RPG icon
564
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
– –
-10,850
Closed -$263K
UBER icon
565
Uber
UBER
$134B
– –
-4,851
Closed -$223K
VIOT
566
Viomi Technology
VIOT
$50.5M
– –
-13,500
Closed -$122K
VNLA icon
567
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
– –
-11,000
Closed -$549K
VNQI icon
568
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
– –
-5,579
Closed -$336K
WMB icon
569
Williams Companies
WMB
$90.5B
– –
-16,199
Closed -$454K
ZM icon
570
Zoom
ZM
$25.8B
– –
-3,838
Closed -$349K
AMJ
571
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-9,311
Closed -$238K
ASAP
572
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
– –
-2,260
Closed -$279K
CONE
573
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-10,424
Closed -$602K
XLNX
574
DELISTED
Xilinx Inc
XLNX
– –
-1,777
Closed -$210K
CHK
575
DELISTED
Chesapeake Energy Corporation
CHK
– –
-153
Closed -$60K
20 21 22
23
24

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AMH
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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.