Prospera Financial Services’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Prospera Financial Services’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-223	Closed	-$9K	–	1939
2022 Q1	$9K	Buy	+223	New	+$8.94K	﹤0.01%	2071
2020 Q4	–	Sell	-1,595	Closed	-$54K	–	955
2020 Q3	$54K	Buy	+1,595	New	+$55.9K	0.02%	594
2019 Q3	–	Sell	-7,500	Closed	-$263K	–	551
2019 Q2	$263K	Sell	7,500 -250	-3%	-$8.62K	0.03%	426
2019 Q1	$284K	Sell	7,750 -1,525	-16%	-$53.1K	0.09%	253
2018 Q4	$299K	Buy	9,275 +625	+7%	+$21K	0.06%	281
2018 Q3	$331K	Buy	8,650 +375	+5%	+$14.1K	0.06%	289
2018 Q2	$316K	Buy	8,275 +3,125	+61%	+$130K	0.04%	332
2018 Q1	$231K	Buy	+5,150	New	+$232K	0.03%	393

Other funds holding FEMS

626 Financial Portage, Michigan $224M AUM 17.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FAIM

Financial Advocates Investment Management Olympia, Washington $178M AUM 21.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RVW Wealth Los Angeles, California $1.52B AUM 23.06% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AAM

Ameraudi Asset Management New York $184M AUM 15.4% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Prospera Financial Services's FEMS Position: Q2 2022 in Review

Prospera Financial Services sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q2 2022, closing a stake of 223 shares — an estimated $9K sold.

Prospera Financial Services first reported a position in FEMS in Q1 2018 and held it in 8 quarters. The position peaked at $331K in Q3 2018. 46 funds tracked by Wall St. Rank hold FEMS as of Q2 2022.

Prospera Financial Services reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q2 2022 after selling out during the quarter.
Prospera Financial Services sold 223 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q2 2022, an estimated $9K.
Prospera Financial Services first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q1 2018 and held it in 8 quarters.
Prospera Financial Services's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $331K in Q3 2018.
46 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q2 2022.

Based on Prospera Financial Services's 13F filing for Q2 2022, filed 8 Aug 2022.