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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
476
Rockwell Automation
ROK
$52.4B
$1.1M 0.03%
3,996
+960
+32% +$259K
LQD icon
477
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$1.1M 0.03%
10,264
-2,235
-18% -$239K
SMIN icon
478
iShares MSCI India Small-Cap ETF
SMIN
$754M
$1.1M 0.03%
13,581
+3,506
+35% +$265K
ENB icon
479
Enbridge
ENB
$121B
$1.1M 0.03%
30,810
+6,865
+29% +$245K
PKB icon
480
Invesco Building & Construction ETF
PKB
$436M
$1.1M 0.03%
16,156
+103
+0.6% +$7.25K
EMXC icon
481
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.8B
$1.1M 0.03%
18,508
-8,313
-31% -$479K
NVG icon
482
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$1.09M 0.03%
87,823
-18,865
-18% -$225K
MMM icon
483
3M
MMM
$94.1B
$1.09M 0.03%
10,700
+1,839
+21% +$179K
CF icon
484
CF Industries
CF
$18.9B
$1.08M 0.03%
14,628
-1,844
-11% -$143K
OKTA icon
485
Okta
OKTA
$23.7B
$1.07M 0.03%
11,464
-1,914
-14% -$181K
SCHW
486
Charles Schwab
SCHW
$184B
$1.06M 0.03%
14,355
-217
-1% -$16K
NEA icon
487
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$1.06M 0.03%
92,189
-7,297
-7% -$79.9K
PFXF icon
488
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$1.05M 0.03%
60,791
-210
-0.3% -$3.64K
VOT icon
489
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$1.05M 0.03%
4,551
+65
+1% +$14.9K
FRDM icon
490
Freedom 100 Emerging Markets ETF
FRDM
$3.15B
$1.04M 0.03%
+29,497
New +$1.01M
FJP icon
491
First Trust Japan AlphaDEX Fund
FJP
$243M
$1.02M 0.03%
+19,852
New +$1.05M
BR icon
492
Broadridge
BR
$18.3B
$1.02M 0.03%
5,176
+74
+1% +$14.7K
JAAA icon
493
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$1.02M 0.03%
19,963
-28,551
-59% -$1.45M
PHM icon
494
Pultegroup
PHM
$25.7B
$1.01M 0.03%
+9,216
New +$1.05M
WCC
495
WESCO International
WCC
$16.1B
$1.01M 0.03%
6,396
-46
-0.7% -$7.83K
CNQ icon
496
Canadian Natural Resources
CNQ
$92.2B
$1.01M 0.03%
+28,475
New +$1.07M
VONE icon
497
Vanguard Russell 1000 ETF
VONE
$8.21B
$1.01M 0.03%
4,105
+180
+5% +$42.8K
UL icon
498
Unilever
UL
$144B
$1.01M 0.03%
16,297
-635
-4% -$37.5K
RQI icon
499
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$1.01M 0.03%
86,068
-1,015
-1% -$11.5K
RCL icon
500
Royal Caribbean
RCL
$86.5B
$1M 0.03%
6,299
+3,621
+135% +$521K
18 19
20
21 22

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.