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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.31B
AUM Growth
+$306M
Cap. Flow
+$153M
Cap. Flow %
6.61%
Top 10 Hldgs %
24.95%
Holding
920
New
127
Increased
459
Reduced
242
Closed
54

Top Buys

Rank Stock Value
1
NET icon
Cloudflare
NET
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.17M
3
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$7.31M
4
AES icon
AES
AES
+$6.61M
5
VICI icon
VICI Properties
VICI
+$6.57M

Top Sells

Rank Stock Value
1
BA icon
Boeing
BA
+$10.6M
2
KKR icon
KKR & Co
KKR
+$7M
3
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$6.16M
4
GLD icon
SPDR Gold Trust
GLD
+$5.97M
5
RITM icon
Rithm Capital
RITM
+$5.69M

Sector Composition

Rank Sector Weight
1 Technology 16.16%
2 Financials 8.11%
3 Consumer Discretionary 5.63%
4 Healthcare 5.24%
5 Industrials 4.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RITM icon
476
Rithm Capital
RITM
$5.58B
$726K 0.03%
67,800
-509,850
-88% -$5.69M
SCHM icon
477
Schwab US Mid-Cap ETF
SCHM
$14.2B
$726K 0.03%
27,027
+204
+0.8% +$5.44K
IWN icon
478
iShares Russell 2000 Value ETF
IWN
$14.3B
$725K 0.03%
+4,363
New +$727K
UNG icon
479
United States Natural Gas Fund
UNG
$450M
$713K 0.03%
+14,267
New +$928K
THQ
480
abrdn Healthcare Opportunities Fund
THQ
$784M
$711K 0.03%
27,730
– –
NOC icon
481
Northrop Grumman
NOC
$76B
$700K 0.03%
1,809
+243
+16% +$90.5K
JCI icon
482
Johnson Controls International
JCI
$85.1B
$699K 0.03%
8,596
-112
-1% -$8.47K
UCON icon
483
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$695K 0.03%
26,353
-660
-2% -$17.4K
RCM
484
DELISTED
R1 RCM Inc. Common Stock
RCM
$693K 0.03%
27,189
-1,159
-4% -$27.8K
NUE icon
485
Nucor
NUE
$58.3B
$691K 0.03%
6,053
+2,739
+83% +$299K
PGR icon
486
Progressive
PGR
$128B
$690K 0.03%
6,719
+2,809
+72% +$268K
MRNA icon
487
Moderna
MRNA
$21.6B
$687K 0.03%
2,703
-3,230
-54% -$944K
COIN icon
488
Coinbase
COIN
$42.2B
$685K 0.03%
2,712
-43
-2% -$12.5K
ENB icon
489
Enbridge
ENB
$120B
$682K 0.03%
17,449
+4,992
+40% +$200K
QQQM icon
490
Invesco NASDAQ 100 ETF
QQQM
$93B
$679K 0.03%
+4,154
New +$659K
FDX icon
491
FedEx
FDX
$73B
$677K 0.03%
2,615
+814
+45% +$195K
BR icon
492
Broadridge
BR
$18.4B
$676K 0.03%
3,699
-354
-9% -$62.2K
XMMO icon
493
Invesco S&P MidCap Momentum ETF
XMMO
$6.9B
$667K 0.03%
7,338
-223
-3% -$20.2K
FPEI icon
494
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$665K 0.03%
32,584
+14,062
+76% +$288K
RSG icon
495
Republic Services
RSG
$67.4B
$665K 0.03%
4,769
+49
+1% +$6.51K
IWY icon
496
iShares Russell Top 200 Growth ETF
IWY
$15.2B
$662K 0.03%
3,819
+520
+16% +$86.6K
RIGS icon
497
ALPS Strategic Income Fund
RIGS
$60.5M
$656K 0.03%
26,608
+13,098
+97% +$323K
VFMO icon
498
Vanguard US Momentum Factor ETF
VFMO
$1.7B
$653K 0.03%
4,906
-212
-4% -$28.5K
ICLN icon
499
iShares Global Clean Energy ETF
ICLN
$2.22B
$652K 0.03%
30,804
-2,837
-8% -$65.3K
JEPI icon
500
JPMorgan Equity Premium Income ETF
JEPI
$45.5B
$650K 0.03%
+10,285
New +$634K
18 19
20
21 22

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2021 Portfolio in Review

As of Q4 2021, Prospera Financial Services held 920 positions worth $2.31B, up 15% from $2.01B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $153M of net new capital in Q4 2021, opening 127 new positions and adding to 459 existing holdings. Its largest new stake was Cloudflare: 71,514 shares worth $9.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Boeing, an estimated $10.6M trimmed.

  • Prospera Financial Services's largest Q4 2021 buy was Cloudflare: 71,514 shares worth $9.4M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2021, an estimated $8.17M increase.
  • Prospera Financial Services's biggest Q4 2021 reduction was Boeing, cutting an estimated $10.6M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q4 2021, selling an estimated $6.16M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $2.31B portfolio in Q4 2021.
  • Prospera Financial Services opened 127 new positions and closed 54 in Q4 2021.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $2.31B.

Based on Prospera Financial Services's 13F filing for Q4 2021, filed 10 Feb 2022.