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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$5.86B
AUM Growth
+$495M
Cap. Flow
+$94.6M
Cap. Flow %
1.61%
Top 10 Hldgs %
19.02%
Holding
1,408
New
95
Increased
664
Reduced
532
Closed
56

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$7.53M
3
WCMI
First Trust WCM International Equity ETF
WCMI
+$6.68M
4
WM icon
Waste Management
WM
+$6.19M
5
ZS icon
Zscaler
ZS
+$6.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.71M
2
MSTR icon
Strategy Inc
MSTR
+$9.25M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.27M
4
ISRG icon
Intuitive Surgical
ISRG
+$6.52M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.14M

Sector Composition

Rank Sector Weight
1 Technology 17.61%
2 Financials 8.32%
3 Industrials 5.96%
4 Consumer Discretionary 4.8%
5 Communication Services 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSUS icon
26
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$563M
$36.7M 0.63%
760,270
-31,553
-4% -$1.46M
FVD icon
27
First Trust Value Line Dividend Fund
FVD
$8.29B
$35.9M 0.61%
775,878
-46,856
-6% -$2.14M
VUG icon
28
Vanguard Growth ETF
VUG
$216B
$35.2M 0.6%
439,488
-19,686
-4% -$1.5M
CAT icon
29
Caterpillar
CAT
$409B
$34.2M 0.58%
71,665
-3,385
-5% -$1.45M
V icon
30
Visa
V
$677B
$31.9M 0.54%
93,301
+3,937
+4% +$1.36M
JEPI icon
31
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$30.9M 0.53%
540,359
-3,336
-0.6% -$189K
EPD icon
32
Enterprise Products Partners
EPD
$83.8B
$30.6M 0.52%
979,277
-817
-0.1% -$25.8K
SDVY icon
33
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$30.6M 0.52%
804,751
-29,337
-4% -$1.09M
VOO icon
34
Vanguard S&P 500 ETF
VOO
$968B
$29.6M 0.5%
48,198
+210
+0.4% +$124K
FPE icon
35
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$28.4M 0.48%
1,556,745
+20,719
+1% +$374K
VTI icon
36
Vanguard Total Stock Market ETF
VTI
$654B
$28.2M 0.48%
85,947
+3,261
+4% +$1.03M
IBM icon
37
IBM
IBM
$202B
$28M 0.48%
99,142
-4,736
-5% -$1.24M
VTV icon
38
Vanguard Value ETF
VTV
$189B
$25.4M 0.43%
135,995
-7,152
-5% -$1.29M
FIXD icon
39
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$23.7M 0.4%
533,624
-63
-0% -$2.77K
COST icon
40
Costco
COST
$415B
$23.6M 0.4%
25,450
-4,413
-15% -$4.23M
NVO
41
Novo Nordisk
NVO
$216B
$23.4M 0.4%
420,795
+42,789
+11% +$2.5M
CVX icon
42
Chevron
CVX
$388B
$23.2M 0.4%
149,157
+968
+0.7% +$150K
GDX icon
43
VanEck Gold Miners ETF
GDX
$23B
$23.1M 0.39%
302,016
+46,416
+18% +$2.8M
BUFR icon
44
FT Vest Fund of Buffer ETFs
BUFR
$10B
$22.9M 0.39%
686,664
+22,291
+3% +$727K
HD icon
45
Home Depot
HD
$332B
$22.9M 0.39%
56,434
-354
-0.6% -$139K
AXP icon
46
American Express
AXP
$223B
$22.8M 0.39%
68,733
+6,589
+11% +$2.1M
MGK icon
47
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$22.6M 0.39%
280,680
-1,485
-0.5% -$114K
LMBS icon
48
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$22.5M 0.38%
450,878
+7,541
+2% +$373K
TSLA icon
49
Tesla
TSLA
$1.24T
$22.2M 0.38%
49,945
+707
+1% +$245K
LIN icon
50
Linde
LIN
$237B
$21.9M 0.37%
46,035
+1,635
+4% +$774K
1
2
3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2025 Portfolio in Review

As of Q3 2025, Prospera Financial Services held 1,408 positions worth $5.86B, up 9.2% from $5.37B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2025 filing shows 95 new, 664 increased, 532 reduced and 56 closed positions. Its largest new stake was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M. The largest sale was iShares Core S&P 500 ETF, an estimated $9.71M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Prospera Financial Services's largest Q3 2025 buy was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M.
  • Prospera Financial Services added most to NVIDIA in Q3 2025, an estimated $16.3M increase.
  • Prospera Financial Services's biggest Q3 2025 reduction was iShares Core S&P 500 ETF, cutting an estimated $9.71M.
  • Prospera Financial Services fully exited State Street SPDR S&P 400 Mid Cap Growth ETF in Q3 2025, selling an estimated $5.48M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $5.86B portfolio in Q3 2025.
  • Prospera Financial Services opened 95 new positions and closed 56 in Q3 2025.
  • Prospera Financial Services's portfolio value rose 9.2% quarter-over-quarter to $5.86B.

Based on Prospera Financial Services's 13F filing for Q3 2025, filed 6 Nov 2025.