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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXO icon
26
First Trust Financials AlphaDEX Fund
FXO
$1.1B
$4.3M 0.48%
+134,377
New +$4.2M
FPX icon
27
First Trust US Equity Opportunities ETF
FPX
$1.55B
$4.15M 0.47%
+52,846
New +$4.02M
JPST icon
28
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4.14M 0.46%
82,079
+5,623
+7% +$283K
WMT icon
29
Walmart Inc
WMT
$863B
$4.05M 0.46%
+109,854
New +$3.79M
PIZ icon
30
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$4M 0.45%
+146,969
New +$3.89M
BA icon
31
Boeing
BA
$165B
$3.97M 0.45%
10,938
+713
+7% +$260K
HUSV icon
32
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$74.1M
$3.95M 0.44%
+146,477
New +$3.76M
LMBS icon
33
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$3.94M 0.44%
76,088
+13,393
+21% +$689K
IYC icon
34
iShares US Consumer Discretionary ETF
IYC
$1.11B
$3.88M 0.44%
71,020
+132
+0.2% +$7.01K
MDY icon
35
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$3.85M 0.43%
10,851
-189
-2% -$66K
LMT icon
36
Lockheed Martin
LMT
$131B
$3.8M 0.43%
10,413
+6,014
+137% +$2.01M
XLY icon
37
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$3.78M 0.42%
62,364
+35,530
+132% +$2.08M
IDU icon
38
iShares US Utilities ETF
IDU
$1.41B
$3.75M 0.42%
+49,638
New +$3.69M
DVY icon
39
iShares Select Dividend ETF
DVY
$23.6B
$3.75M 0.42%
+37,568
New +$3.71M
PIE icon
40
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$275M
$3.7M 0.41%
+207,647
New +$3.52M
DIS icon
41
Walt Disney
DIS
$161B
$3.62M 0.41%
25,621
+11,237
+78% +$1.49M
DWIN
42
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$3.41M 0.38%
+134,194
New +$3.37M
XLI icon
43
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$3.34M 0.37%
43,046
-17,830
-29% -$1.36M
FDN icon
44
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$3.28M 0.37%
22,448
-189
-0.8% -$27K
IAU icon
45
iShares Gold Trust
IAU
$62.9B
$3.25M 0.36%
+120,770
New +$3.03M
PFF icon
46
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.21M 0.36%
+87,002
New +$3.19M
XLK icon
47
State Street Technology Select Sector SPDR ETF
XLK
$116B
$3.16M 0.35%
79,504
-41,128
-34% -$1.57M
IYF icon
48
iShares US Financials ETF
IYF
$4.35B
$3.13M 0.35%
+49,656
New +$3.06M
CVX icon
49
Chevron
CVX
$387B
$3.08M 0.35%
24,827
+2,638
+12% +$319K
IJR icon
50
iShares Core S&P Small-Cap ETF
IJR
$109B
$3.07M 0.35%
+39,189
New +$3.04M
1
2
3 4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.