We are live on
!
Find out more
PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
(-39%)
Cap. Flow
-$223M
Cap. Flow
% of AUM
-73.34%
Top 10 Holdings %
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$4.81M |
| 2 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$3.69M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$3.6M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$2.72M |
| 5 |
Caterpillar
CAT
|
+$2.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$56.8M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$21.9M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$19.9M |
| 4 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$19.5M |
| 5 |
Apple
AAPL
|
+$11.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Industrials | 9.72% |
| 2 | Consumer Discretionary | 8.22% |
| 3 | Healthcare | 6.15% |
| 4 | Technology | 5.24% |
| 5 | Communication Services | 5.14% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Medtronic
MDT
$107B
| $2.68M | 0.88% |
29,754
+8,213
| +38% | +$735K |
|
27
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
| $2.47M | 0.81% |
87,184
-4,108
| -4% | -$109K |
|
28
Duke Energy
DUK
$102B
| $2.18M | 0.72% |
24,229
+5,619
| +30% | +$495K |
|
29
PepsiCo
PEP
$186B
| $2.18M | 0.72% |
17,875
+4,203
| +31% | +$479K |
|
30
McDonald's
MCD
$188B
| $2.15M | 0.71% |
11,326
+3,143
| +38% | +$570K |
|
31
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $2.1M | 0.69% |
78,908
+14,954
| +23% | +$386K |
|
32
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $2.1M | 0.69% |
27,181
+6,158
| +29% | +$459K |
|
33
Yum! Brands
YUM
$41B
| $2.04M | 0.67% |
20,479
+673
| +3% | +$63.7K |
|
34
Home Depot
HD
$332B
| $2.04M | 0.67% |
10,034
+2,475
| +33% | +$454K |
|
35
Cummins
CMI
$91.7B
| $2.04M | 0.67% |
12,732
+553
| +5% | +$83K |
|
|
BSJK
36
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $2.03M | 0.67% |
84,184
+13,804
| +20% | +$331K |
|
37
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $1.96M | 0.65% |
32,690
+9,841
| +43% | +$590K |
|
38
Bank of America
BAC
$435B
| $1.84M | 0.61% |
63,007
+13,682
| +28% | +$387K |
|
39
Visa
V
$677B
| $1.83M | 0.6% |
11,593
+4,753
| +69% | +$685K |
|
|
TRTN
40
DELISTED
Triton International Limited
TRTN
| $1.79M | 0.59% |
+56,190
| New | +$1.87M |
|
41
United Parcel Service
UPS
$97.6B
| $1.78M | 0.59% |
15,650
+3,710
| +31% | +$393K |
|
42
Cisco
CSCO
$450B
| $1.77M | 0.58% |
31,948
+11,100
| +53% | +$539K |
|
43
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
| $1.74M | 0.57% |
56,592
+12,936
| +30% | +$383K |
|
44
First Trust Utilities AlphaDEX Fund
FXU
$840M
| $1.74M | 0.57% |
61,321
+26,656
| +77% | +$742K |
|
45
Vanguard Total Bond Market
BND
$157B
| $1.73M | 0.57% |
21,445
+5,130
| +31% | +$410K |
|
46
IBM
IBM
$202B
| $1.73M | 0.57% |
12,620
+3,657
| +41% | +$466K |
|
47
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $1.72M | 0.56% |
16,990
+2,480
| +17% | +$238K |
|
48
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
| $1.7M | 0.56% |
33,313
-1,200
| -3% | -$58.6K |
|
49
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $1.7M | 0.56% |
24,586
-1,473
| -6% | -$96.3K |
|
50
First Trust Technology AlphaDEX Fund
FXL
$2.47B
| $1.68M | 0.55% |
25,553
+3,030
| +13% | +$183K |
|
Similar funds
AG
AMH
EDRH
GAM
CIA
PS
PFA
RBI
Prospera Financial Services's Q1 2019 Portfolio in Review
As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.
By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.
- Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
- Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
- Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
- Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
- Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
- Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
- Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.
Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.