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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Energy 4.64%
2 Technology 3.13%
3 Communication Services 2.84%
4 Consumer Staples 2.68%
5 Materials 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
26
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$2.59M 0.7%
30,503
+209
+0.7% +$18.1K
PAA icon
27
Plains All American Pipeline
PAA
$17.4B
$2.49M 0.67%
42,251
-225
-0.5% -$13.2K
BSJG
28
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$2.43M 0.66%
91,283
+9,054
+11% +$244K
SDIV icon
29
Global X SuperDividend ETF
SDIV
$1.21B
$2.4M 0.65%
33,395
+982
+3% +$75.2K
NS
30
DELISTED
NuStar Energy L.P.
NS
$2.28M 0.62%
34,640
-400
-1% -$25.9K
VNQ icon
31
Vanguard Real Estate ETF
VNQ
$39.1B
$2.13M 0.57%
29,635
+272
+0.9% +$20.5K
VZ icon
32
Verizon
VZ
$183B
$2.02M 0.55%
40,976
+992
+2% +$49.3K
PGF icon
33
Invesco Financial Preferred ETF
PGF
$674M
$2M 0.54%
111,068
+2,010
+2% +$36.3K
SSO icon
34
ProShares Ultra S&P500
SSO
$7.82B
$1.95M 0.53%
265,600
-68,368
-20% -$504K
BABS
35
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$1.87M 0.51%
+30,647
New +$1.87M
SPLB icon
36
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$1.86M 0.5%
+68,862
New +$1.87M
SPTL icon
37
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$1.85M 0.5%
+54,824
New +$1.84M
IWM icon
38
iShares Russell 2000 ETF
IWM
$81.2B
$1.85M 0.5%
16,898
-9,574
-36% -$1.1M
META icon
39
Meta Platforms (Facebook)
META
$1.54T
$1.73M 0.47%
22,685
+10,525
+87% +$772K
VBR icon
40
Vanguard Small-Cap Value ETF
VBR
$36.8B
$1.73M 0.47%
17,305
+125
+0.7% +$12.9K
PSEC icon
41
Prospect Capital
PSEC
$1.06B
$1.72M 0.46%
173,900
+25,000
+17% +$264K
PIE icon
42
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$275M
$1.65M 0.44%
88,224
+8,933
+11% +$172K
JNJ icon
43
Johnson & Johnson
JNJ
$624B
$1.63M 0.44%
15,663
-1,857
-11% -$193K
PIZ icon
44
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$1.53M 0.41%
63,470
+3,111
+5% +$79.6K
MSFT icon
45
Microsoft
MSFT
$2.83T
$1.49M 0.4%
35,555
+3,771
+12% +$168K
XOM icon
46
ExxonMobil
XOM
$650B
$1.37M 0.37%
15,574
-942
-6% -$93.8K
FXG icon
47
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$1.36M 0.37%
43,722
+986
+2% +$38.7K
SPY icon
48
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$1.35M 0.36%
6,841
-350
-5% -$69.2K
FXH icon
49
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$1.32M 0.36%
23,876
+4,235
+22% +$232K
FRI icon
50
First Trust S&P REIT Index Fund
FRI
$191M
$1.29M 0.35%
65,479
+46,932
+253% +$966K
1
2
3 4 5

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 4.6% of assets, down from 5% a quarter earlier, followed by Technology and Communication Services.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.