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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUI icon
451
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$56.8M
$345K 0.03%
10,060
-828
-8% -$28.1K
XLRE icon
452
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$344K 0.03%
8,891
-1,939
-18% -$75K
SCZ icon
453
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$342K 0.03%
5,485
+988
+22% +$59.4K
AZN icon
454
AstraZeneca
AZN
$263B
$341K 0.03%
3,415
-6
-0.2% -$565
RFEU
455
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$341K 0.03%
5,442
-1,898
-26% -$113K
BRK.A icon
456
Berkshire Hathaway Class A
BRK.A
$1.07T
$340K 0.03%
+1
New +$326K
CFR icon
457
Cullen/Frost Bankers
CFR
$10.3B
$339K 0.03%
3,469
+732
+27% +$68K
IYK icon
458
iShares US Consumer Staples ETF
IYK
$1.39B
$339K 0.03%
+7,638
New +$327K
VTWV icon
459
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$334K 0.03%
+2,980
New +$321K
HYMB icon
460
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$331K 0.03%
11,220
+570
+5% +$16.8K
STIP icon
461
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$330K 0.03%
3,279
-425
-11% -$42.6K
CSFL
462
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$328K 0.03%
13,125
– –
ITOT icon
463
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$326K 0.03%
4,486
-486
-10% -$33.8K
TSM icon
464
TSMC
TSM
$2.09T
$326K 0.03%
+5,609
New +$298K
OKE icon
465
Oneok
OKE
$58.7B
$324K 0.03%
4,283
-1,768
-29% -$126K
NOVN
466
DELISTED
Novan, Inc. Common Stock
NOVN
$324K 0.03%
10,245
+701
+7% +$16.5K
LDSF icon
467
First Trust Low Duration Strategic Focus ETF
LDSF
$160M
$321K 0.02%
15,655
– –
AIVL icon
468
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$320K 0.02%
3,458
+7
+0.2% +$625
IWB icon
469
iShares Russell 1000 ETF
IWB
$47.7B
$319K 0.02%
1,787
+264
+17% +$45.1K
TT icon
470
Trane Technologies
TT
$106B
$319K 0.02%
2,402
– –
KL
471
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$319K 0.02%
7,234
+2,764
+62% +$123K
BN icon
472
Brookfield
BN
$102B
$318K 0.02%
15,415
-2,102
-12% -$41.9K
SCHB icon
473
Schwab US Broad Market ETF
SCHB
$42.8B
$316K 0.02%
24,630
+504
+2% +$6.18K
SPYV icon
474
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$315K 0.02%
9,018
+2,741
+44% +$91.6K
JNK icon
475
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$312K 0.02%
2,844
-389
-12% -$42.2K
17 18
19
20 21

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.