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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
451
NXP Semiconductors
NXPI
$68B
$279K 0.03%
2,561
+193
+8% +$19.7K
SONY icon
452
Sony
SONY
$123B
$279K 0.03%
+23,580
New +$266K
DWX icon
453
State Street SPDR S&P International Dividend ETF
DWX
$521M
$278K 0.03%
7,129
– –
FTDS icon
454
First Trust Dividend Strength ETF
FTDS
$38.3M
$278K 0.03%
8,266
-1,450
-15% -$48.8K
TIPT icon
455
Tiptree Inc
TIPT
$668M
$276K 0.03%
37,948
– –
VBK icon
456
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$275K 0.03%
1,508
+309
+26% +$57.5K
WM icon
457
Waste Management
WM
$95.9B
$274K 0.03%
2,386
-176
-7% -$20.6K
SON icon
458
Sonoco
SON
$5.76B
$264K 0.03%
4,541
-501
-10% -$29.8K
CNC icon
459
Centene
CNC
$31.3B
$262K 0.03%
+6,046
New +$294K
ILCG icon
460
iShares Morningstar Growth ETF
ILCG
$3.1B
$261K 0.03%
+6,825
New +$265K
DBEM icon
461
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$105M
$260K 0.03%
11,896
+174
+1% +$3.82K
FDT icon
462
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$260K 0.03%
4,976
-132
-3% -$6.91K
OC icon
463
Owens Corning
OC
$11.5B
$259K 0.03%
4,104
+40
+1% +$2.29K
SCZ icon
464
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$257K 0.03%
+4,497
New +$254K
XEL icon
465
Xcel Energy
XEL
$51B
$257K 0.03%
3,963
-2,421
-38% -$151K
PFXF icon
466
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$256K 0.03%
12,589
– –
IFLN
467
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$254K 0.03%
13,351
-282
-2% -$5.35K
ALL icon
468
Allstate
ALL
$66.9B
$251K 0.03%
2,313
-74
-3% -$7.72K
BF.B icon
469
Brown-Forman Class B
BF.B
$12B
$251K 0.03%
3,997
+194
+5% +$11.3K
IWB icon
470
iShares Russell 1000 ETF
IWB
$47.7B
$251K 0.03%
+1,523
New +$250K
FLDR icon
471
Fidelity Low Duration Bond Factor ETF
FLDR
$1.95B
$249K 0.03%
4,918
+6
+0.1% +$304
VGM icon
472
Invesco Trust Investment Grade Municipals
VGM
$549M
$248K 0.03%
19,307
– –
IJT icon
473
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$247K 0.03%
2,766
+32
+1% +$2.89K
RNEM icon
474
First Trust Emerging Markets Equity Select ETF
RNEM
$16.7M
$246K 0.03%
5,005
+2
+0% +$101
NOVN
475
DELISTED
Novan, Inc. Common Stock
NOVN
$246K 0.03%
9,544
+1,009
+12% +$26.3K
17 18
19
20 21

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.