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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXUS icon
426
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$1.33M 0.04%
19,744
+7,157
+57% +$485K
CSX icon
427
CSX Corp
CSX
$95.7B
$1.33M 0.04%
39,877
-10,377
-21% -$352K
BSCP
428
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.33M 0.04%
65,028
-1,165
-2% -$23.8K
NOW icon
429
ServiceNow
NOW
$108B
$1.33M 0.04%
8,450
-725
-8% -$106K
VNQ icon
430
Vanguard Real Estate ETF
VNQ
$39.9B
$1.33M 0.04%
15,814
-895
-5% -$73.9K
O icon
431
Realty Income
O
$61.6B
$1.32M 0.04%
25,027
-565
-2% -$30.2K
EVRG icon
432
Evergy
EVRG
$19.9B
$1.32M 0.04%
24,965
+2,225
+10% +$118K
CWB icon
433
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.54B
$1.31M 0.04%
18,244
-1,300
-7% -$93K
FTHI icon
434
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.38B
$1.31M 0.04%
58,196
+19,631
+51% +$438K
VCIT icon
435
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$1.3M 0.04%
16,302
-923
-5% -$73.3K
QSPT icon
436
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$616M
$1.3M 0.04%
50,079
-91
-0.2% -$2.3K
BSCS icon
437
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.55B
$1.3M 0.04%
65,155
+765
+1% +$15.2K
BSCO
438
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.29M 0.04%
61,398
-2,492
-4% -$52.4K
BXMX
439
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.29M 0.04%
95,255
+1,157
+1% +$15.1K
RWL icon
440
Invesco S&P 500 Revenue ETF
RWL
$9.56B
$1.28M 0.04%
13,854
-1,124
-8% -$103K
DOW icon
441
Dow Inc
DOW
$20.9B
$1.28M 0.04%
24,157
+3,149
+15% +$180K
IEZ icon
442
iShares US Oil Equipment & Services ETF
IEZ
$366M
$1.28M 0.04%
57,454
-238,065
-81% -$5.38M
BSCQ icon
443
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$1.27M 0.04%
66,257
-1,303
-2% -$25K
VTIP icon
444
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.27M 0.04%
26,147
+3,760
+17% +$181K
IWS icon
445
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$1.27M 0.04%
10,475
-125
-1% -$15.2K
CMG icon
446
Chipotle Mexican Grill
CMG
$42.3B
$1.27M 0.04%
20,197
+12,047
+148% +$748K
TTD icon
447
Trade Desk
TTD
$8.52B
$1.26M 0.04%
12,891
-484
-4% -$43.7K
HYG icon
448
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.26M 0.03%
16,282
-310
-2% -$23.8K
BSJS icon
449
Invesco BulletShares 2028 High Yield Corporate Bond ETF
BSJS
$714M
$1.24M 0.03%
57,688
-897
-2% -$19.3K
XLB icon
450
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
$1.24M 0.03%
27,996
-15,794
-36% -$714K
16 17
18
19 20

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.