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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCG icon
401
First Trust Natural Gas ETF
FCG
$642M
$1.47M 0.04%
55,823
+3,883
+7% +$105K
FXN icon
402
First Trust Energy AlphaDEX Fund
FXN
$398M
$1.47M 0.04%
80,679
+31,545
+64% +$586K
BUFD icon
403
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$1.47M 0.04%
+60,329
New +$1.44M
PM icon
404
Philip Morris
PM
$301B
$1.46M 0.04%
14,439
-273
-2% -$26.7K
PCN
405
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$1.46M 0.04%
110,318
+14,645
+15% +$192K
IXC icon
406
iShares Global Energy ETF
IXC
$2.78B
$1.45M 0.04%
+34,854
New +$1.49M
ANGL icon
407
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$1.44M 0.04%
50,773
-3,973
-7% -$113K
USO icon
408
United States Oil Fund
USO
$2.27B
$1.43M 0.04%
17,998
-944
-5% -$73.3K
PYPL icon
409
PayPal
PYPL
$49.5B
$1.43M 0.04%
24,650
+761
+3% +$48.4K
B
410
Barrick Mining
B
$62.2B
$1.42M 0.04%
85,200
-1,590
-2% -$27K
MCK icon
411
McKesson
MCK
$98.5B
$1.42M 0.04%
2,426
+84
+4% +$46.8K
PIE icon
412
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$1.42M 0.04%
66,452
-9,059
-12% -$193K
MMU
413
Western Asset Managed Municipals Fund
MMU
$549M
$1.41M 0.04%
136,294
-15,833
-10% -$160K
VCSH icon
414
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.41M 0.04%
18,212
-1,313
-7% -$101K
VOE icon
415
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$1.41M 0.04%
9,342
-39
-0.4% -$5.92K
EIPI
416
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.08B
$1.4M 0.04%
+75,491
New +$1.4M
DIVO icon
417
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.47B
$1.39M 0.04%
35,987
+2,960
+9% +$114K
FEM icon
418
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$1.39M 0.04%
+57,866
New +$1.39M
AXP icon
419
American Express
AXP
$223B
$1.38M 0.04%
5,962
+421
+8% +$97.5K
MINT icon
420
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.37M 0.04%
13,649
+122
+0.9% +$12.2K
AEP icon
421
American Electric Power
AEP
$73.7B
$1.37M 0.04%
15,650
-2,272
-13% -$199K
IGIB icon
422
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$1.37M 0.04%
26,640
+904
+4% +$46K
SHOP icon
423
Shopify
SHOP
$148B
$1.36M 0.04%
20,642
-1,261
-6% -$83.6K
MPC icon
424
Marathon Petroleum
MPC
$90.3B
$1.36M 0.04%
7,823
+934
+14% +$174K
FLS icon
425
Flowserve
FLS
$9.25B
$1.35M 0.04%
27,997
+11,491
+70% +$550K
15 16
17
18 19

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
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PFA
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RBI
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Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.