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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
376
Invesco Senior Loan ETF
BKLN
$6.97B
$1.67M 0.05%
79,264
-6,675
-8% -$141K
TSCO icon
377
Tractor Supply
TSCO
$16.3B
$1.66M 0.05%
30,720
-7,050
-19% -$379K
IYE icon
378
iShares US Energy ETF
IYE
$1.74B
$1.65M 0.05%
34,414
+469
+1% +$22.9K
IAU icon
379
iShares Gold Trust
IAU
$63B
$1.65M 0.05%
37,530
+4,393
+13% +$194K
IJJ icon
380
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$1.65M 0.05%
14,516
-2,420
-14% -$276K
SBR
381
Sabine Royalty Trust
SBR
$1.08B
$1.65M 0.05%
25,449
+318
+1% +$20.5K
IWR icon
382
iShares Russell Mid-Cap ETF
IWR
$56.8B
$1.64M 0.05%
20,226
-840
-4% -$68.4K
GOVI icon
383
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$1.64M 0.05%
59,491
+1,569
+3% +$43K
MBB icon
384
iShares MBS ETF
MBB
$39B
$1.62M 0.05%
17,651
+4,862
+38% +$443K
ZROZ icon
385
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.34B
$1.56M 0.04%
+20,750
New +$1.54M
TTE icon
386
TotalEnergies
TTE
$193B
$1.55M 0.04%
23,289
+14,515
+165% +$1.03M
SNA icon
387
Snap-on
SNA
$20.9B
$1.55M 0.04%
5,941
+9
+0.2% +$2.47K
DEO icon
388
Diageo
DEO
$46.2B
$1.55M 0.04%
12,275
-6,164
-33% -$849K
NAD icon
389
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$1.54M 0.04%
130,784
+4,026
+3% +$45.4K
FLR icon
390
Fluor
FLR
$7.29B
$1.53M 0.04%
35,139
-3,085
-8% -$128K
BCX icon
391
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$1.52M 0.04%
165,489
-151,044
-48% -$1.39M
VIS icon
392
Vanguard Industrials ETF
VIS
$8.23B
$1.52M 0.04%
6,439
+856
+15% +$204K
PGF icon
393
Invesco Financial Preferred ETF
PGF
$676M
$1.51M 0.04%
102,672
-2,169
-2% -$32K
RIO icon
394
Rio Tinto
RIO
$148B
$1.51M 0.04%
22,838
+225
+1% +$15.3K
GSG icon
395
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.02B
$1.5M 0.04%
67,875
-428
-0.6% -$9.52K
NTR icon
396
Nutrien
NTR
$32.7B
$1.5M 0.04%
29,480
+4,474
+18% +$245K
INDA icon
397
iShares MSCI India ETF
INDA
$6.71B
$1.5M 0.04%
26,820
+6,506
+32% +$345K
NUAG icon
398
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.1M
$1.5M 0.04%
72,331
+1,870
+3% +$38.5K
AIVL icon
399
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$1.49M 0.04%
14,899
+116
+0.8% +$11.6K
SLB icon
400
SLB Ltd
SLB
$77.8B
$1.47M 0.04%
31,217
+4,957
+19% +$239K
14 15
16
17 18

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.