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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
Cap. Flow
-$217M
Cap. Flow %
-40.42%
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$1.81M
2
AVGO icon
Broadcom
AVGO
+$1.01M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$959K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$658K

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$44.6M
2
BX icon
Blackstone
BX
+$16.3M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$16.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$15.7M
5
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Healthcare 4.13%
3 Financials 3.72%
4 Consumer Discretionary 3.5%
5 Communication Services 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APC
376
DELISTED
Anadarko Petroleum
APC
$222K 0.04%
+3,064
New +$207K
CMA
377
DELISTED
Comerica
CMA
$219K 0.04%
+2,357
New +$225K
HYD icon
378
VanEck High Yield Muni ETF
HYD
$4.44B
$218K 0.04%
3,545
-1,839
-34% -$115K
DPZ icon
379
Domino's
DPZ
$11B
$216K 0.04%
765
-836
-52% -$237K
NS
380
DELISTED
NuStar Energy L.P.
NS
$216K 0.04%
+9,428
New +$250K
IBB icon
381
iShares Biotechnology ETF
IBB
$9.31B
$215K 0.04%
+1,847
New +$217K
IOO icon
382
iShares Global 100 ETF
IOO
$8.56B
$215K 0.04%
4,400
– –
CHK
383
DELISTED
Chesapeake Energy Corporation
CHK
$213K 0.04%
228
-71
-24% -$64.7K
DGX icon
384
Quest Diagnostics
DGX
$25.1B
$212K 0.04%
1,995
-72
-3% -$7.9K
ADBE icon
385
Adobe
ADBE
$89.5B
$211K 0.04%
808
-1,314
-62% -$339K
IVZ icon
386
Invesco
IVZ
$13.3B
$210K 0.04%
9,024
-4,661
-34% -$116K
WBA
387
DELISTED
Walgreens Boots Alliance
WBA
$210K 0.04%
+3,127
New +$212K
GHII
388
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$210K 0.04%
7,899
– –
MA icon
389
Mastercard
MA
$477B
$209K 0.04%
1,007
-1,249
-55% -$261K
NOVN
390
DELISTED
Novan, Inc. Common Stock
NOVN
$209K 0.04%
7,119
-491
-6% -$13.6K
VGM icon
391
Invesco Trust Investment Grade Municipals
VGM
$549M
$208K 0.04%
16,807
– –
AMJ
392
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$207K 0.04%
+7,600
New +$212K
AWK icon
393
American Water Works
AWK
$26.3B
$206K 0.04%
2,357
-810
-26% -$71.2K
EXC icon
394
Exelon
EXC
$48.6B
$206K 0.04%
6,699
-5,821
-46% -$179K
EV
395
DELISTED
Eaton Vance Corp.
EV
$206K 0.04%
3,942
-1,400
-26% -$74.2K
DBEM icon
396
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$105M
$203K 0.04%
8,856
-4,796
-35% -$111K
DBE icon
397
Invesco DB Energy Fund
DBE
$93.4M
$202K 0.04%
11,050
-4,100
-27% -$68.9K
IBKC
398
DELISTED
IBERIABANK Corp
IBKC
$202K 0.04%
2,450
-1,224
-33% -$102K
HBCP icon
399
Home Bancorp
HBCP
$552M
$201K 0.04%
4,647
-2,423
-34% -$110K
FDUS icon
400
Fidus Investment
FDUS
$737M
$194K 0.04%
13,532
-1,680
-11% -$24.7K
14 15
16
17 18

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.

  • Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
  • Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
  • Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
  • Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
  • Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.

Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.