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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$716M
AUM Growth
+$61.6M
Cap. Flow
+$41.7M
Cap. Flow %
5.82%
Top 10 Hldgs %
38.16%
Holding
474
New
79
Increased
236
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.9M
2
MU icon
Micron Technology
MU
+$2.57M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$2.43M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.3M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.14M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$33.9M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.13M
3
CVX icon
Chevron
CVX
+$2.02M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.98M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.5M

Sector Composition

Rank Sector Weight
1 Financials 5.5%
2 Technology 5.09%
3 Industrials 4.18%
4 Healthcare 3.71%
5 Consumer Discretionary 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEMB icon
376
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
$251K 0.04%
5,856
+1,001
+21% +$43.2K
TMO icon
377
Thermo Fisher Scientific
TMO
$211B
$250K 0.03%
+1,199
New +$252K
PRFZ icon
378
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$249K 0.03%
+9,660
New +$253K
USB icon
379
US Bancorp
USB
$99.6B
$248K 0.03%
+4,912
New +$269K
AEP icon
380
American Electric Power
AEP
$73.7B
$247K 0.03%
+3,609
New +$243K
SHW icon
381
Sherwin-Williams
SHW
$78.3B
$247K 0.03%
1,884
+237
+14% +$32.3K
XLV icon
382
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$246K 0.03%
3,016
-25,001
-89% -$2.13M
TGT icon
383
Target
TGT
$62.1B
$245K 0.03%
+3,493
New +$254K
VTV icon
384
Vanguard Value ETF
VTV
$189B
$245K 0.03%
2,367
-498
-17% -$53.5K
AWK icon
385
American Water Works
AWK
$26.3B
$244K 0.03%
2,986
-1,327
-31% -$108K
JNK icon
386
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$241K 0.03%
2,239
-140
-6% -$15.2K
TIPT icon
387
Tiptree Inc
TIPT
$668M
$241K 0.03%
37,948
– –
NOC icon
388
Northrop Grumman
NOC
$77B
$237K 0.03%
+674
New +$226K
BOND icon
389
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$234K 0.03%
2,244
+19
+0.9% +$1.98K
MDLZ icon
390
Mondelez International
MDLZ
$77.7B
$234K 0.03%
5,581
+898
+19% +$39K
IWO icon
391
iShares Russell 2000 Growth ETF
IWO
$14.5B
$233K 0.03%
+1,221
New +$234K
CTXS
392
DELISTED
Citrix Systems Inc
CTXS
$233K 0.03%
+2,522
New +$232K
FEMS icon
393
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$245M
$231K 0.03%
+5,150
New +$232K
BGB
394
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$230K 0.03%
+14,478
New +$229K
JCI icon
395
Johnson Controls International
JCI
$87.5B
$230K 0.03%
6,555
+13
+0.2% +$494
PVH icon
396
PVH
PVH
$3.71B
$230K 0.03%
+1,481
New +$216K
ENB icon
397
Enbridge
ENB
$124B
$227K 0.03%
+7,255
New +$254K
IJJ icon
398
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$225K 0.03%
+2,914
New +$231K
EMR icon
399
Emerson Electric
EMR
$82.9B
$224K 0.03%
3,282
-1,237
-27% -$88.1K
FEP icon
400
First Trust Europe AlphaDEX Fund
FEP
$513M
$222K 0.03%
+5,601
New +$225K
14 15
16
17 18

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Prospera Financial Services held 474 positions worth $716M, up 9.4% from $655M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $41.7M of net new capital in Q1 2018, opening 79 new positions and adding to 236 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Berkshire Hathaway Class A, an estimated $33.9M trimmed.

  • Prospera Financial Services's largest Q1 2018 buy was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2018, an estimated $3.9M increase.
  • Prospera Financial Services's biggest Q1 2018 reduction was Berkshire Hathaway Class A, cutting an estimated $33.9M.
  • Prospera Financial Services fully exited State Street Utilities Select Sector SPDR ETF in Q1 2018, selling an estimated $1.98M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $716M portfolio in Q1 2018.
  • Prospera Financial Services opened 79 new positions and closed 33 in Q1 2018.
  • Prospera Financial Services's portfolio value rose 9.4% quarter-over-quarter to $716M.

Based on Prospera Financial Services's 13F filing for Q1 2018, filed 12 Apr 2018.