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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMO
376
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$105K 0.02%
1,133
– –
NOK icon
377
Nokia
NOK
$50.8B
$98K 0.02%
19,994
+1,191
+6% +$5.61K
WIN
378
DELISTED
Windstream Holdings Inc
WIN
$82K 0.02%
+2,093
New +$81.5K
AXAS
379
DELISTED
Abraxas Petroleum Corp
AXAS
$57K 0.01%
1,000
-175
-15% -$6.89K
SIRI icon
380
SiriusXM
SIRI
$10B
$56K 0.01%
1,220
– –
REFR icon
381
Research Frontiers
REFR
$16.1M
$37K 0.01%
19,800
– –
ACAD icon
382
Acadia Pharmaceuticals
ACAD
$4.25B
– –
-6,642
Closed -$211K
ALK icon
383
Alaska Air
ALK
$5.15B
– –
-3,283
Closed -$216K
CMG icon
384
Chipotle Mexican Grill
CMG
$40.8B
– –
-25,000
Closed -$212K
DBP icon
385
Invesco DB Precious Metals Fund
DBP
$237M
– –
-6,780
Closed -$275K
EBND icon
386
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.24B
– –
-247,797
Closed -$7.02M
EMB icon
387
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
– –
-1,790
Closed -$210K
EMLC icon
388
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
– –
-5,708
Closed -$218K
EPHE icon
389
iShares MSCI Philippines ETF
EPHE
$127M
– –
-5,603
Closed -$209K
FBZ
390
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
– –
-15,060
Closed -$207K
FCG icon
391
First Trust Natural Gas ETF
FCG
$632M
– –
-10,302
Closed -$272K
FDT icon
392
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
– –
-19,421
Closed -$956K
FRT icon
393
Federal Realty Investment Trust
FRT
$10.9B
– –
-1,500
Closed -$231K
GM icon
394
General Motors
GM
$74.7B
– –
-6,281
Closed -$200K
HBAN icon
395
Huntington Bancshares
HBAN
$35.1B
– –
-25,433
Closed -$251K
IAG icon
396
IAMGOLD
IAG
$8.47B
– –
-98,150
Closed -$398K
IEF icon
397
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-3,920
Closed -$439K
IEI icon
398
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-2,530
Closed -$320K
IYK icon
399
iShares US Consumer Staples ETF
IYK
$1.39B
– –
-8,064
Closed -$306K
LH icon
400
Labcorp
LH
$24.3B
– –
-1,748
Closed -$206K
14 15
16
17 18

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EDRH
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GAM
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PFA
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RBI
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Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.