Prospera Financial Services’s Research Frontiers REFR Stock Holding History

Prospera Financial Services’s Portfolio REFR Stock Details REFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-750	Closed	-$2K	–	1350
2020 Q3	$2K	Buy	+750	New	+$2.17K	﹤0.01%	1484
2018 Q3	–	Sell	-19,800	Closed	-$16K	–	449
2018 Q2	$16K	Hold	19,800	–	–	﹤0.01%	448
2018 Q1	$22K	Hold	19,800	–	–	﹤0.01%	438
2017 Q4	$22K	Hold	19,800	–	–	﹤0.01%	392
2017 Q3	$23K	Hold	19,800	–	–	﹤0.01%	427
2017 Q2	$24K	Hold	19,800	–	–	﹤0.01%	421
2017 Q1	$26K	Hold	19,800	–	–	﹤0.01%	377
2016 Q4	$37K	Hold	19,800	–	–	0.01%	383
2016 Q3	$51K	Hold	19,800	–	–	0.01%	371
2016 Q2	$72K	Hold	19,800	–	–	0.01%	345
2016 Q1	$90K	Buy	19,800 +5,700	+40%	+$25.5K	0.02%	323
2015 Q4	$73K	Hold	14,100	–	–	0.02%	295
2015 Q3	$71K	Buy	+14,100	New	+$74.8K	0.02%	283

Other funds holding REFR

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Prospera Financial Services's REFR Position: Q4 2020 in Review

Prospera Financial Services sold out of Research Frontiers (REFR) in Q4 2020, closing a stake of 750 shares — an estimated $2K sold.

Prospera Financial Services first reported a position in REFR in Q3 2015 and held it in 13 quarters. The position peaked at $90K in Q1 2016. 54 funds tracked by Wall St. Rank hold REFR as of Q4 2020.

Prospera Financial Services reported no remaining Research Frontiers position as of Q4 2020 after selling out during the quarter.
Prospera Financial Services sold 750 Research Frontiers shares in Q4 2020, an estimated $2K.
Prospera Financial Services first reported a position in Research Frontiers in Q3 2015 and held it in 13 quarters.
Prospera Financial Services's Research Frontiers position peaked at $90K in Q1 2016.
54 funds tracked by Wall St. Rank held Research Frontiers as of Q4 2020.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.