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Research Frontiers

38 hedge funds and large institutions have $23.6M invested in Research Frontiers in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 3

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

12% more capital invested

Capital invested by funds: $21.1M → $23.6M (+$2.48M)

3% more funds holding

Funds holding: 3738 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

44% less call options, than puts

Call options by funds: $221K | Put options by funds: $398K

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
12
Reduced
3
Closed
4
Calls
$221K
Puts
$398K
Net Calls
-$177K
Net Calls Change
-$140K
Name Holding Trade Value Shares
Change
Change in
Stake
GCM
1
Goldman Capital Management
New York
$9.11M +$322K +64,100 +4%
BIT
2
BlackRock Institutional Trust
California
$3.53M
Vanguard Group
3
Vanguard Group
Pennsylvania
$3.32M +$358K +71,407 +13%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$1.73M +$235K +46,900 +16%
SRC
5
Shufro Rose & Co
New York
$1.07M +$502 +100 +0%
GIP
6
Granite Investment Partners
California
$804K +$774K +154,205 New
Geode Capital Management
7
Geode Capital Management
Massachusetts
$515K +$863 +172 +0.2%
CIS
8
Connors Investor Services
Pennsylvania
$328K +$148K +29,391 +88%
California Public Employees Retirement System
9
California Public Employees Retirement System
California
$327K
BFA
10
BlackRock Fund Advisors
California
$326K +$8.79K +1,752 +3%
OA
11
Outfitter Advisors
Virginia
$188K
UCFA
12
United Capital Financial Advisors
Texas
$174K
Fiera Capital (Canada)
13
Fiera Capital (Canada)
Quebec, Canada
$172K
Northern Trust
14
Northern Trust
Illinois
$172K
T. Rowe Price Associates
15
T. Rowe Price Associates
Maryland
$165K
UBS Group
16
UBS Group
Switzerland
$160K +$9.05K +1,803 +6%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$154K
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$141K -$3.51K -700 -3%
ISL
19
Ingalls & Snyder LLC
New York
$140K +$10K +2,000 +8%
PG
20
PEAK6 Group
Illinois
$126K +$53.4K +10,642 +78%
LPL Financial
21
LPL Financial
California
$122K +$60.8K +12,120 +100%
Bank of America
22
Bank of America
North Carolina
$108K
SI
23
Stephens Inc
Arkansas
$104K
Wells Fargo
24
Wells Fargo
California
$102K
Morgan Stanley
25
Morgan Stanley
New York
$80K -$7.62K -1,519 -9%

REFR Hedge Fund Activity: Q4 2015 in Review

38 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Research Frontiers (REFR) for Q4 2015, worth a combined $23.6M — up 12% from $21.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new REFR positions and 4 closed out — a net gain of 1 holder — while 12 added to existing stakes and 3 trimmed.

The largest buyer was Granite Investment Partners, opening a new position worth an estimated $774K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $147K sold.

  • 38 institutional investors held Research Frontiers (REFR) as of Q4 2015, up from 37 in Q3 2015.
  • Funds reported $23.6M of Research Frontiers stock for Q4 2015, up 12% quarter-over-quarter.
  • 5 funds opened new Research Frontiers positions in Q4 2015 and 4 closed out, a net change of +1 holder.
  • The largest Research Frontiers buyer in Q4 2015 was Granite Investment Partners, an estimated $774K added.
  • The largest Research Frontiers seller in Q4 2015 was Susquehanna International Group, an estimated $147K sold.

Based on aggregated 13F filings for Q4 2015.