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Research Frontiers

42 hedge funds and large institutions have $24.5M invested in Research Frontiers in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

75% more capital invested

Capital invested by funds: $13.9M → $24.5M (+$10.5M)

51% more call options, than puts

Call options by funds: $384K | Put options by funds: $255K

14% more funds holding

Funds holding: 3742 (+5)

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
42
Holders Change
+5
Holders Change %
+13.51%
% of All Funds
1.22%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
10
Reduced
9
Closed
5
Calls
$384K
Puts
$255K
Net Calls
+$129K
Net Calls Change
+$159K
Name Holding Trade Value Shares
Change
Change in
Stake
GCM
1
Goldman Capital Management
New York
$7.03M +$40.5K +7,453 +0.6%
BIT
2
BlackRock Institutional Trust
California
$3.52M +$324K +59,620 +11%
HCS
3
Harvest Capital Strategies
California
$2.89M +$2.72M +500,000 New
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.88M +$544 +100 +0%
EI
5
EAM Investors
California
$1.22M +$1.15M +211,670 New
SRC
6
Shufro Rose & Co
New York
$1.18M +$16.3K +3,000 +1%
Fidelity Investments
7
Fidelity Investments
Massachusetts
$743K +$699K +128,570 New
Invesco
8
Invesco
Georgia
$633K -$106K -19,497 -15%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$453K +$80.9K +14,872 +23%
BFA
10
BlackRock Fund Advisors
California
$394K +$15.5K +2,850 +4%
California Public Employees Retirement System
11
California Public Employees Retirement System
California
$348K
U
12
UBS
Switzerland
$340K +$98.7K +18,152 +45%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$256K -$40.8K -7,500 -14%
Northern Trust
14
Northern Trust
Illinois
$232K -$16.8K -3,084 -7%
OA
15
Outfitter Advisors
Virginia
$208K
Group One Trading
16
Group One Trading
Illinois
$199K +$158K +29,146 +555%
PG
17
PEAK6 Group
Illinois
$194K -$59.6K -10,958 -25%
UCFA
18
United Capital Financial Advisors
Texas
$191K
T. Rowe Price Associates
19
T. Rowe Price Associates
Maryland
$184K +$4.35K +800 +3%
CCM
20
Condor Capital Management
New Jersey
$168K -$101K -18,660 -39%
Dimensional Fund Advisors
21
Dimensional Fund Advisors
Texas
$159K
Bank of New York Mellon
22
Bank of New York Mellon
New York
$152K -$272 -50 -0.2%
Wells Fargo
23
Wells Fargo
California
$122K
SI
24
Stephens Inc
Arkansas
$116K
FAAS
25
First Allied Advisory Services
California
$104K

REFR Hedge Fund Activity: Q4 2013 in Review

42 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Research Frontiers (REFR) for Q4 2013, worth a combined $24.5M — up 75% from $13.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new REFR positions and 5 closed out — a net gain of 6 holders — while 10 added to existing stakes and 9 trimmed.

The largest buyer was Harvest Capital Strategies, opening a new position worth an estimated $2.72M. The largest seller was Invesco, cutting an estimated $106K.

  • 42 institutional investors held Research Frontiers (REFR) as of Q4 2013, up from 37 in Q3 2013.
  • Funds reported $24.5M of Research Frontiers stock for Q4 2013, up 75% quarter-over-quarter.
  • 11 funds opened new Research Frontiers positions in Q4 2013 and 5 closed out, a net change of +6 holders.
  • The largest Research Frontiers buyer in Q4 2013 was Harvest Capital Strategies, an estimated $2.72M added.
  • The largest Research Frontiers seller in Q4 2013 was Invesco, an estimated $106K sold.

Based on aggregated 13F filings for Q4 2013.