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Research Frontiers

38 hedge funds and large institutions have $9.07M invested in Research Frontiers in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

428% more call options, than puts

Call options by funds: $459K | Put options by funds: $87K

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

41% more funds holding

Funds holding: 2738 (+11)

19% more capital invested

Capital invested by funds: $7.62M → $9.07M (+$1.45M)

1.75% more ownership

Funds ownership: 7.38%9.13% (+1.7%)

Holders
38
Holders Change
+11
Holders Change %
+40.74%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
10
Reduced
4
Closed
3
Calls
$459K
Puts
$87K
Net Calls
+$372K
Net Calls Change
+$254K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$3.42M +$821K +216,121 +25%
BlackRock
2
BlackRock
New York
$2.32M -$353 -93 -0%
Geode Capital Management
3
Geode Capital Management
Massachusetts
$560K +$244K +64,124 +58%
SRC
4
Shufro Rose & Co
New York
$526K -$11.4K -3,000 -2%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$285K +$339K +89,072 New
California Public Employees Retirement System
6
California Public Employees Retirement System
California
$201K
Group One Trading
7
Group One Trading
Illinois
$201K +$233K +61,194 +3,600%
Northern Trust
8
Northern Trust
Illinois
$178K +$63.6K +16,744 +43%
KWM
9
Kingsview Wealth Management
Oregon
$123K +$31.5K +8,300 +28%
FM
10
Family Management
New York
$120K -$21.4K -5,622 -13%
NP
11
NorthRock Partners
Minnesota
$113K +$135K +35,461 New
Fiera Capital (Canada)
12
Fiera Capital (Canada)
Quebec, Canada
$105K
RJFSA
13
Raymond James Financial Services Advisors
Florida
$102K
Citadel Advisors
14
Citadel Advisors
Florida
$101K +$120K +31,682 New
Wolverine Trading
15
Wolverine Trading
Illinois
$89K +$99.4K +26,154 New
Wells Fargo
16
Wells Fargo
California
$85K +$1.9K +500 +2%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$76K
SI
18
Stephens Inc
Arkansas
$64K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$58K +$17K +4,483 +33%
BRWM
20
B. Riley Wealth Management
Tennessee
$57K +$68K +17,900 New
ECM
21
ExodusPoint Capital Management
New York
$43K +$51.3K +13,500 New
Morgan Stanley
22
Morgan Stanley
New York
$37K +$12K +3,149 +37%
Bank of America
23
Bank of America
North Carolina
$36K -$21.4K -5,630 -33%
RJA
24
Raymond James & Associates
Florida
$35K
HB
25
Homrich & Berg
Georgia
$32K

REFR Hedge Fund Activity: Q3 2019 in Review

38 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Research Frontiers (REFR) for Q3 2019, worth a combined $9.07M — up 19% from $7.62M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new REFR positions and 3 closed out — a net gain of 11 holders — while 10 added to existing stakes and 4 trimmed.

The largest buyer was Vanguard Group, adding an estimated $821K. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $97K sold.

  • 38 institutional investors held Research Frontiers (REFR) as of Q3 2019, up from 27 in Q2 2019.
  • Funds reported $9.07M of Research Frontiers stock for Q3 2019, up 19% quarter-over-quarter.
  • 14 funds opened new Research Frontiers positions in Q3 2019 and 3 closed out, a net change of +11 holders.
  • The largest Research Frontiers buyer in Q3 2019 was Vanguard Group, an estimated $821K added.
  • The largest Research Frontiers seller in Q3 2019 was First Allied Advisory Services, an estimated $97K sold.

Based on aggregated 13F filings for Q3 2019.