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Research Frontiers

41 hedge funds and large institutions have $20.4M invested in Research Frontiers in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

613% more call options, than puts

Call options by funds: $228K | Put options by funds: $32K

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

8% more funds holding

Funds holding: 3841 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

13% less capital invested

Capital invested by funds: $23.6M → $20.4M (-$3.15M)

Holders
41
Holders Change
+3
Holders Change %
+7.89%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
6
Reduced
5
Closed
2
Calls
$228K
Puts
$32K
Net Calls
+$196K
Net Calls Change
+$373K
Name Holding Trade Value Shares
Change
Change in
Stake
GCM
1
Goldman Capital Management
New York
$8.29M +$309K +68,900 +4%
BIT
2
BlackRock Institutional Trust
California
$3.09M
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.96M +$55K +12,271 +2%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$1.1M -$399K -89,000 -27%
SRC
5
Shufro Rose & Co
New York
$935K
GIP
6
Granite Investment Partners
California
$870K +$163K +36,440 +24%
California Public Employees Retirement System
7
California Public Employees Retirement System
California
$287K
CIS
8
Connors Investor Services
Pennsylvania
$287K
BFA
9
BlackRock Fund Advisors
California
$264K -$20.8K -4,633 -7%
Bank of America
10
Bank of America
North Carolina
$247K +$150K +33,500 +162%
OA
11
Outfitter Advisors
Virginia
$164K
UCFA
12
United Capital Financial Advisors
Texas
$153K
Fiera Capital (Canada)
13
Fiera Capital (Canada)
Quebec, Canada
$150K
Northern Trust
14
Northern Trust
Illinois
$150K
T. Rowe Price Associates
15
T. Rowe Price Associates
Maryland
$144K
UBS Group
16
UBS Group
Switzerland
$143K +$3.53K +788 +3%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$135K
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$124K
ISL
19
Ingalls & Snyder LLC
New York
$123K
LPL Financial
20
LPL Financial
California
$113K
RJA
21
Raymond James & Associates
Florida
$96K +$94.1K +21,000 New
SI
22
Stephens Inc
Arkansas
$91K
PFS
23
Prospera Financial Services
Texas
$90K +$25.5K +5,700 +40%
Wells Fargo
24
Wells Fargo
California
$89K
Morgan Stanley
25
Morgan Stanley
New York
$65K -$3.67K -819 -5%

REFR Hedge Fund Activity: Q1 2016 in Review

41 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Research Frontiers (REFR) for Q1 2016, worth a combined $20.4M — down 13% from $23.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new REFR positions and 2 closed out — a net gain of 3 holders — while 6 added to existing stakes and 5 trimmed.

The largest buyer was Goldman Capital Management, adding an estimated $309K. The largest seller was Fidelity Investments, cutting an estimated $399K.

  • 41 institutional investors held Research Frontiers (REFR) as of Q1 2016, up from 38 in Q4 2015.
  • Funds reported $20.4M of Research Frontiers stock for Q1 2016, down 13% quarter-over-quarter.
  • 5 funds opened new Research Frontiers positions in Q1 2016 and 2 closed out, a net change of +3 holders.
  • The largest Research Frontiers buyer in Q1 2016 was Goldman Capital Management, an estimated $309K added.
  • The largest Research Frontiers seller in Q1 2016 was Fidelity Investments, an estimated $399K sold.

Based on aggregated 13F filings for Q1 2016.